6 MAY 2021 · Banking Compliance Insights | Digital Transformation In this episode, "Electronic Lending and Participation in the Secondary Market," our experts Wolters Kluwer Vice President, Banking Compliance Solutions, Samir Agarwal, and Spencer Mierzejewski, Senior Legal Counsel, with Wolters Kluwer formally from acquired eOriginal, to offer guidance on how vital digital capabilities are in the origination process and its effects on the downstream need to participate in the secondary market. | LISTEN NOW! https://www.spreaker.com/user/10614200/episode-19-final #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations #elderly #insights #policy #politics #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #SpencerMierzejewski

6 MAY 2021 · Episode Summary: Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments. Is digital transformation a competitive advantage or a necessity? Listen to our podcast episode, "Electronic Lending and Participation in the Secondary Market," focused on the modernization of loan transactions and the diligence required for your organization to succeed. Our host, Samir Agarwal, Vice President of Banking Compliance Solutions, is joined by Spencer Mierzejewski, Senior Legal Counsel at Wolters Kluwer, for this discussion. Spencer recently joined Wolters Kluwer as a part of its eOriginal acquisition (https://bit.ly/3e2zdk3). His primary role is to work with clients to transform their digital lending business seamlessly and compliant as possible, collaborating with operations, legal, and capital markets teams. Join us as we discuss how vital digital capabilities are in the origination process and their impact on the downstream need to participate in the secondary market. Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments. Hosted by Samir Agarwal (https://bit.ly/3cWnLnU) and special guest Spencer Mierzejewski (https://bit.ly/3nvuFWt) Add our podcast series to your playlist today. Subscribe: iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product highlights from the podcast: • Wolters Kluwer® E-Sign https://bit.ly/3t5ONiZ • eOriginal https://bit.ly/3u4xfoK Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxW Listen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Subscribe to Wolters Kluwer - Financial Services Solutions on Spreaker to have Banking Compliance Insights delivered to your feed! For the latest industry news and updates. https://bit.ly/3dLhKuA Where else can you find Wolters Kluwer Financial Services on social media? • Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolterskluwerfs/mycompany/ BUSINESS INQUIRIES If you have a question about how we can assist you with regulatory services for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast! For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800- 397-2341. DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services' communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services' communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances. #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations#univest #insights #policy #politics #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #SpencerMierzejewski

16 MAR 2021 · Regulatory Strategy | Is your financial institution prepared for 2021's regulatory compliance changes? Our Wolters Kluwer® experts offer guidance on fortifying compliance measures to prepare for the pandemic's residual consumer impact in this episode. | [🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/ep18-final] Product highlights from the podcast: • Wolters Kluwer Advisory Services https://bit.ly/38ICJwy​ • Wiz® Suite (Fair Lending Wiz, CRA Wiz, HMDA Wiz, CD BBE) https://bit.ly/3cyXY59​ • Wolters Kluwer OneSumX® for Regulatory Change Management https://bit.ly/2OsBcUQ #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations #elderly #insights #policy #politics #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #timburniston

16 MAR 2021 · Hosted by Samir Agarwal https://www.wolterskluwer.com/en/experts/samir-agarwal and special guest Tim Burniston https://www.linkedin.com/in/timothy-burniston-94682550/ Episode Summary: Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments. Is your financial institution prepared for 2021's regulatory compliance changes? In our new podcast, "Consumer Compliance: Shift Priorities to Follow Changes in Regulatory Oversight Trends," we focus on adapting to current and expected regulatory priorities and oversight measures. Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, is joined by Tim Burniston, Senior Advisor, Regulatory Strategy with Wolters Kluwer, to offer guidance on fortifying compliance measures to prepare for the residual consumer impact of the pandemic, leadership changes in Washington, and an anticipated increase in regulatory change. Subscribe: iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: • Wolters Kluwer Advisory Services https://bit.ly/3qTpmzZ • Wiz® Suite (Fair Lending Wiz, CRA Wiz, HMDA Wiz, CD BBE) https://bit.ly/3rVI8YO • Wolters Kluwer OneSumX® for Regulatory Change Management https://bit.ly/2OsBcUQ Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxW Listen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media? • Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolterskluwerfs/ BUSINESS INQUIRIES If you have a question about how we can assist your financial institution with preparing for 2021's regulatory compliance changes, please post them in the comments section of this podcast! For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services' communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services' communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances. #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations#univest #insights #policy #politcs #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #TimBurniston

4 FEB 2021 · IRA Podcast | How have rules like the SECURE Act & the CARES Act impacted IRAs? In this episode, our Wolters Kluwer® experts discuss how what has changed and what you need to know about Tax-Advantaged Accounts. | LISTEN NOW! - https://www.spreaker.com/user/10614200/episode-17-final_1

4 FEB 2021 · Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today's regulatory and risk environments. Episode Summary: Hosted by Samir Agarwal (https://bit.ly/3cWnLnU) and special guest Michael Schiller (https://bit.ly/2IWJVLN) Are you prepared for the significant legislative and regulatory developments that continue to impact IRAs? As Baby Boomers reach retirement age, banks will see an increase in IRA portfolio balances and should be prepared to serve as IRA trustees. Though many financial organizations act as an IRA trustee or custodian, most are challenged with staying in front of the complex rules and regulations and often overlook the impact changes have on operating systems, procedures, and transaction documents. In this podcast episode, "The SECURE Act and Its Impact on IRAs and IRA Custodians/Trustees," Wolters Kluwer Vice President of Banking Compliance Solutions, Samir Agarwal, and Michael Schiller, Manager of Specialized Consulting for Tax-Advantaged Accounts with Wolters Kluwer's Compliance Center of Excellence, discuss how the SECURE Act and the CARES Act impact IRAs. Our experts will also share practical guidance on managing tax-advantaged accounts while adapting banking processes and client outreach in the current environment. If you have questions about how we can help you better serve your tax-advantaged account customers during the pandemic, please post them in the comments section of this podcast! Subscribe: iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: Wolters Kluwer Tax-Advantaged Accounts Solutions – Make managing your IRA, HSA, CESA, and other tax-advantaged accounts programs a breeze. Request more information. https://bit.ly/34pyeWl IRA Consulting Services - We're ready to answer questions, assist with reporting requirements, and explain regulatory changes. Get started today! https://bit.ly/2HnEGEo IRA Training - https://bit.ly/31znOS5 IRA Documents - https://bit.ly/3mg2bhB Account Record-Keeping - https://bit.ly/3dMJyyC IRA to IRA Rollovers - https://bit.ly/37wrGXO Sign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxW Listen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media? Facebook: @WoltersKluwerFinancialServices Twitter: @WoltersKluwerFS LinkedIn: https://www.linkedin.com/company/wolt... BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services' communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services' communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.

22 JAN 2021 · Podcast | Help stop Elder Exploitation. In our next podcast, "Elder Financial Exploitation (E.F.E): What you Need to Know," our experts share info on Federal E.F.E. findings, guidance, laws & regulations to help slow the growth of E.F.E. [🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/episode-16-final] #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations #elderly #insights #policy #politics #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal

21 JAN 2021 · Hosted by Samir Agarwal (https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Leslie McNally Episode Summary: Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. No one wants to suffer financial losses due to a trusted caregiver or third party’s financial abuse and exploitation of the elderly. Not only is this a customer happiness and retention concern, but financial institutions also want to comply with all laws and regulations that relate to protecting their customers. But what can be done to help stop this trend? In this podcast titled “Elder Financial Exploitation (E.F.E): What you Need to Know,” our host Samir Agarwal is joined by co-host Leslie McNally a Wolters Kluwer Consultant on our Banking Compliance Solutions team to share information on Federal E.F.E. findings, guidance, and recommendations, the status of State-level laws and regulations, and help our audience play an active role in slowing the growth of E.F.E. Learn how to identify financial exploitation of older adults and steps your bank can, and in some cases are required to, take when you believe this exploitation is, has, or is likely to occur. If you have a question about how we can assist you with reporting and regulations of Elder Exploitation for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast! Subscribe: iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: Wolters Kluwer Operational Management https://bit.ly/3qNweQ3 Wolters Kluwer OneSumX® Financial Crime Control: https://bit.ly/3qD35aa Sign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxW Listen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media? • Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolt... BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances. #consultingservices #advisoryservices #covid #pandemic #risk #customercare #businessoperations #operations#univest #insights #policy #politcs #bankingcomplianceinsights #insights #podcast digitalbanking #wolterskluwer #whenyouhavetoberight #compliance #SamirAgarwal #LeslieMcNally

7 JAN 2021 · Is your Financial Institution missing an Opportunity to Serve the Community and Serve Soldiers? Understanding the unique aspects of lending to military service members and how the Military Lending Act (MLA) and the Servicemembers Civil Relief Act (SCRA) impacts financial institutions lending to this group🎧 LISTEN NOW! https://www.spreaker.com/user/10614200/episode-15-final

7 JAN 2021 · Hosted by Samir Agarwal (https://www.wolterskluwer.com/en/experts/samir-agarwal) and special guest Matthew Frank, https://www.linkedin.com/in/mattfrankesq/ Wolters Kluwer® is a market-leading provider of advisory services and technology solutions for optimizing compliance and risk management programs. Banking Compliance Insights is a podcast series created to deliver insights on compliance trends and provide strategies for navigating today’s regulatory and risk environments. Is your Financial Institution missing an Opportunity to Serve the Community and Serve Soldiers? In today’s social climate, financial institutions that are military friendly have a good reputation in the military community and are seen as a supporter of those serving our nation. Understanding the unique circumstances of military service members—specifically when it comes to their compliance impact on lending—how the Military Lending Act and the Servicemembers Civil Relief Act, commonly called the MLA and the SCRA, address those needs, and how the SCRA and MLA impacts financial institutions is key to understanding how to mitigate the challenges of those in our military. In this episode titled “How to Support Lending to our Nation’s Service Members,” Our host, Wolters Kluwer, Vice President of Banking Compliance Solutions, Samir Agarwal, is joined by compliance expert Matthew Frank, regulatory compliance analysis consultant with Wolters Kluwer, to navigate the intricacies of lending to this group and how Wolters Kluwer can assist. If you have a question about how we can assist you with military lending for any size institution and staying abreast of emerging technologies navigate these industry waters from beginning to end during the pandemic, please post them in the comments section of this podcast! Subscribe: iTunes/Apple Podcast: https://apple.co/33qiJN8 RSS: https://bit.ly/36tYZdA Google Podcast: https://bit.ly/3jr6oho Spotify: https://spoti.fi/3l9oOU8 Product Highlights from the Podcast: Wolters Kluwer Expere: https://www.wolterskluwer.com/en/solutions/expere Wolters Kluwer E-Forms: https://www.wolterskluwer.com/en/solutions/compliance-documents#DepositRMI Sign up for our COVID-19 Regulatory Development Bulletins https://bit.ly/2GkfnCG Want customized compliance strategies? Sign up for a custom demo here. https://bit.ly/2Te4gxW Listen to more Banking Compliance Insights by Wolters Kluwer here. https://bit.ly/2G8Flso Where else can you find Wolters Kluwer Financial Services on social media? • Facebook: @WoltersKluwerFinancialServices • Twitter: @WoltersKluwerFS • LinkedIn: https://www.linkedin.com/company/wolt... BUSINESS INQUIRIES For more information and additional guidance, please visit www.WoltersKluwer.com or call 1-800-397-2341. *The views expressed by Matthew Frank are his personal views in his civilian professional capacity and do not reflect the views or endorsement of the Department of Defense, United States Army, or Minnesota National Guard DISCLAIMER: The information and views outlined in this Wolters Kluwer Financial Services’ communication are general in nature and are not intended as legal or professional advice. Although based on the law and information available as of the date of publication, general assumptions have been made by Wolters Kluwer Financial Services that may not take into account potentially important considerations to specific businesses. Therefore, the views and information presented in Wolters Kluwer Financial Services’ communication may not be appropriate for you. Readers must also independently analyze and consider the consequences of subsequent developments and/or other events. Readers must always make their determinations in light of their specific circumstances.