Ep 49 - SEC’s Recent Rule Regarding Private Funds
Sep 25, 2023 ·
7m 6s
https://www.nortonrosefulbright.com/en-us/people/1015703, Partner and Global Head of Private Wealth in the New York office, joins host https://www.nortonrosefulbright.com/en-us/people/1011359 to discuss significant rule changes for private fund advisors. The new rule requires all...
show more
Andrew Lom, Partner and Global Head of Private Wealth in the New York office, joins host Patrick Dolan to discuss significant rule changes for private fund advisors. The new rule requires all registered advisors to hedge funds, private equity funds, and other private funds to provide investors with quarterly statements detailing certain information regarding fund fees, expenses and performance in addition to an annual compliance review for any registered advisor, whether they advise private funds or not.
We explain how securitized asset funds are excluded from most of these new rules and why the new provisions relating to sales practices, conflicts of interest and compensation will prohibit private fund advisors from providing preferential treatment and doing certain things without prior disclosures.
Listen and subscribe to the Securitization Insight podcast on Apple Podcasts, Spotify, or your preferred podcast app.
show less
We explain how securitized asset funds are excluded from most of these new rules and why the new provisions relating to sales practices, conflicts of interest and compensation will prohibit private fund advisors from providing preferential treatment and doing certain things without prior disclosures.
Listen and subscribe to the Securitization Insight podcast on Apple Podcasts, Spotify, or your preferred podcast app.
Information
| Author | Norton Rose Fulbright |
| Website | - |
| Tags |
Copyright 2024 - Spreaker Inc. an iHeartMedia Company
