https://www.spreaker.com/show/nrf-regulation-tomorrow-podcastenBusinessCopyright Norton Rose Fulbrighthttps://d3wo5wojvuv7l.cloudfront.net/t_rss_itunes_square_1400/images.spreaker.com/original/50d709fb53457ef6ca54432c540009e4.jpghttps://www.spreaker.com/show/nrf-regulation-tomorrow-podcastFri, 21 Aug 2026 14:06:18 +0000Norton Rose FulbrightNorton Rose Fulbrightfeeds@spreaker.comIf you want to stay up to date on the latest developments in the world of financial services risk and regulation, the Regulation Tomorrow podcast is for you. Each month, Norton Rose Fulbright's team of lawyers, risk consultants and government...false5c9417b0-5ef1-59b9-b606-9bd1530cd37746ff1e90-81be-11f1-a959-351f109d92fdepisodichttps://www.spreaker.com/episode/employment-rights-act-2025-discrimination-and-harassment--74459470https://api.spreaker.com/episode/74459470Fri, 21 Aug 2026 14:04:53 +0000Norton Rose FulbrightIn the latest episode of our Employment Rights Act 2025 podcast series, Amanda Sanders and Emily Bailey explore the changes to discrimination and harassment in the workplace coming into force in October 2026 and how this impacts employers now and what...853falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-28-uk-asset-management-framework-reforms--74302197https://api.spreaker.com/episode/74302197Wed, 19 Aug 2026 08:56:02 +0000Norton Rose FulbrightIn our podcast mini-series on the UK Asset Management Framework Reforms, we examine the FCA’s highly anticipated consultation papers published on 14 July 2026. These papers set out a proposed package of reforms intended to tailor requirements more...829falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-future-of-payments-series-episode-4--74302171https://api.spreaker.com/episode/74302171Wed, 19 Aug 2026 08:53:06 +0000Norton Rose FulbrightIn the latest edition of our global podcast series, Future of Payments, Matthew Shanahan and Ratul Roshan cover recent market and regulatory developments in the UAE and Saudi Arabia including the expansion of the  Jaywan scheme and the third phase of...578falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-let-s-talk-asset-management-episode-27--73621594
Listen to this episode here.  

Contacts: Hannah Meakin, Lucy Dodson, Charlotte Carnegie]]>https://api.spreaker.com/episode/73621594Fri, 07 Aug 2026 15:16:28 +0000Norton Rose FulbrightThis podcast mini-series on the ‘UK Asset Management Framework Reforms’ examines the FCA’s highly anticipated consultation papers published on 14 July 2026, setting out a proposed a package of reforms intended to tailor requirements more...
Listen to this episode here.  

Contacts: Hannah Meakin, Lucy Dodson, Charlotte Carnegie]]>564falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-let-s-talk-asset-management-episode-26--73621284
Contacts: Hannah Meakin, Lucy Dodson, Charlotte Carnegie]]>https://api.spreaker.com/episode/73621284Fri, 07 Aug 2026 15:09:25 +0000Norton Rose FulbrightThis podcast mini-series on the ‘UK Asset Management Framework Reforms’ examines the FCA’s highly anticipated consultation papers published on 14 July 2026, setting out a proposed a package of reforms intended to tailor requirements more...
Contacts: Hannah Meakin, Lucy Dodson, Charlotte Carnegie]]>544falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-non-financial-misconduct-q-a--73554993https://api.spreaker.com/episode/73554993Thu, 06 Aug 2026 12:01:58 +0000Norton Rose FulbrightIn this podcast regulatory lawyers Katie Stephen and Rebecca Dulieu are joined by employment and labour lawyer Paul Griffin, to discuss some of the key questions they have been asked by clients in looking at the implementation of the new FCA Rule and...1458falsefullhttps://www.spreaker.com/episode/employment-rights-act-2025-unfair-dismissal-the-change-to-the-regime--73502709]]>https://api.spreaker.com/episode/73502709Wed, 05 Aug 2026 16:01:37 +0000Norton Rose FulbrightIn the latest episode of our Employment Rights Act 2025 podcast series, Ben Wright and Fiona Campbell explore the changes to the unfair dismissal regime coming into force on 1 January 2027 and how this impacts employers now and what they should be...]]>863falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ai-mini-series-recent-regulatory-developments-in-australia--73445477https://api.spreaker.com/episode/73445477Tue, 04 Aug 2026 16:08:02 +0000Norton Rose FulbrightIn this latest podcast in our mini-series on artificial intelligence we consider recent regulatory developments in Australia. In particular, we draw on a series of recent and very significant regulatory developments — including APRA's letter to...1057falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-let-s-talk-asset-management-episode-25-uk-asset-management-framework-reforms-part-1--73387782
Contacts: Hannah Meakin, Lucy Dodson, Charlotte Carnegie  ]]>https://api.spreaker.com/episode/73387782Mon, 03 Aug 2026 13:54:45 +0000Norton Rose FulbrightThis podcast mini-series on the ‘UK Asset Management Framework Reforms’ examines the FCA’s highly anticipated consultation papers published on 14 July 2026, setting out a proposed a package of reforms intended to tailor requirements more...
Contacts: Hannah Meakin, Lucy Dodson, Charlotte Carnegie  ]]>1284falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-the-consumer-duty-three-years-on--73255903

• Impact of the Duty on the Financial Conduct Authority’s work: 00:53
• How the Duty has changed the way that firms organise themselves and conduct business with retail customers: 10:27
• Key lessons learned from intervention and enforcement action relating to the Duty: 23:11
• Future changes to the Duty: 29:41
• Key message: 37:47

]]>https://api.spreaker.com/episode/73255903Thu, 30 Jul 2026 10:09:04 +0000Norton Rose FulbrightThis podcast marks three years since the Consumer Duty (the Duty) came into force for on-sale products and services. In this podcast, we discuss what we have been seeing through our work in terms of the impact of the Duty over those years. The podcast...

• Impact of the Duty on the Financial Conduct Authority’s work: 00:53
• How the Duty has changed the way that firms organise themselves and conduct business with retail customers: 10:27
• Key lessons learned from intervention and enforcement action relating to the Duty: 23:11
• Future changes to the Duty: 29:41
• Key message: 37:47

]]>2375falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-staking--73107173https://api.spreaker.com/episode/73107173Wed, 22 Jul 2026 13:12:09 +0000Norton Rose FulbrightOur podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This podcast in the series...864falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-authorisation-forms--73068731
Listen to this episode here.  

Contacts: Hannah Meakin, Janna Garcia, Victoria Pridmore]]>https://api.spreaker.com/episode/73068731Mon, 20 Jul 2026 14:18:06 +0000Norton Rose FulbrightOur podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This latest podcast in the...
Listen to this episode here.  

Contacts: Hannah Meakin, Janna Garcia, Victoria Pridmore]]>1079falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-operational-resilience--73027794
Contacts: Haney Saadah, Janna Garcia]]>https://api.spreaker.com/episode/73027794Fri, 17 Jul 2026 13:38:34 +0000Norton Rose Fulbright Our podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This podcast in the series...
Contacts: Haney Saadah, Janna Garcia]]>1023falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-market-abuse--73024306https://api.spreaker.com/episode/73024306Fri, 17 Jul 2026 09:12:24 +0000Norton Rose FulbrightOur podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This podcast in the series...1353falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-consumer-duty--72990521
Contacts: Matthew Gregory, Victoria Pridmore, Simon Lovegrove]]>https://api.spreaker.com/episode/72990521Wed, 15 Jul 2026 12:57:31 +0000Norton Rose FulbrightOur podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This latest podcast in the...
Contacts: Matthew Gregory, Victoria Pridmore, Simon Lovegrove]]>1035falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-custody--72990156
Contacts: Jonathan Herbst, Hannah Meakin, Simon Lovegrove]]>https://api.spreaker.com/episode/72990156Wed, 15 Jul 2026 12:45:31 +0000Norton Rose FulbrightOur podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This latest podcast in the...
Contacts: Jonathan Herbst, Hannah Meakin, Simon Lovegrove]]>1540falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-prudential-requirements--72969082
Contacts: Jonathan Herbst, Victoria Pridemore  ]]>https://api.spreaker.com/episode/72969082Tue, 14 Jul 2026 15:09:23 +0000Norton Rose FulbrightOur podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This third podcast in the...
Contacts: Jonathan Herbst, Victoria Pridemore  ]]>1218falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-overseas-firms--72914885
Contacts: Hannah Meakin, Haney Saadah]]>https://api.spreaker.com/episode/72914885Fri, 10 Jul 2026 14:20:06 +0000Norton Rose FulbrightOur podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This second podcast in the...
Contacts: Hannah Meakin, Haney Saadah]]>1001falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-fca-cp26-23-consumer-duty-scope-and-proportionality--72893403https://api.spreaker.com/episode/72893403Thu, 09 Jul 2026 16:32:30 +0000Norton Rose FulbrightIn our latest podcast episode on the Consumer Duty, we unpack FCA consultation paper 26/23 — a pivotal paper that could reshape how firms approach about the Duty's reach. We explore the FCA's proposals on scope and application, break down the...963falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-crypto-under-the-fca-trading--72870630
Contacts: Jonathan Herbst, Hannah Meakin, Simon Lovegrove]]>https://api.spreaker.com/episode/72870630Wed, 08 Jul 2026 15:30:06 +0000Norton Rose FulbrightOur podcast mini-series on ‘Crypto under the FCA’ examines the FCA’s highly anticipated policy statements published on 30 June 2026, which collectively shape the new regulatory regime for cryptoassets in the United Kingdom. This first podcast in the...
Contacts: Jonathan Herbst, Hannah Meakin, Simon Lovegrove]]>1205falsefullhttps://www.spreaker.com/episode/eu-uk-split-the-difference-commodities--72854233https://api.spreaker.com/episode/72854233Tue, 07 Jul 2026 14:08:48 +0000Norton Rose FulbrightIn this latest episode of our Split the Difference podcast series, where we look into regulatory divergence in the markets space, we examine the commodity derivatives regime and the growing divergence between the UK and EU frameworks focussing on five...1659falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ai-mini-series-unpacking-the-fca-s-technology-horizon-scan-2026--72755811
The FCA's paper is an ideal document for financial institutions to review as part of a strategy day, given that it provides a structured framework for thinking about plausible futures and their implications for product design, compliance, market structure and competitive positioning.  Norton Rose Fulbright regularly supports boards and senior leaders in financial services firms in the facilitation of strategic planning and structuring, and in the evaluation of legal and regulatory risks. A structured series of sessions exploring the risks and opportunities described in the FCA’s Emerging Technology Horizon Scan could assist firms during an away day by facilitating discussion around the legal, regulatory and operational considerations, helping institutions translate the FCA's foresight analysis into actionable strategic and compliance priorities.]]>https://api.spreaker.com/episode/72755811Tue, 30 Jun 2026 11:04:48 +0000Norton Rose FulbrightIn this podcast episode, Simon Lovegrove is joined by Peter McBurney, a consultant and Professor of Computer Science, and Matthew Gregory, a partner in NRF's London financial services team, to examine the FCA's Emerging Technology Horizon Scan 2026 —...
The FCA's paper is an ideal document for financial institutions to review as part of a strategy day, given that it provides a structured framework for thinking about plausible futures and their implications for product design, compliance, market structure and competitive positioning.  Norton Rose Fulbright regularly supports boards and senior leaders in financial services firms in the facilitation of strategic planning and structuring, and in the evaluation of legal and regulatory risks. A structured series of sessions exploring the risks and opportunities described in the FCA’s Emerging Technology Horizon Scan could assist firms during an away day by facilitating discussion around the legal, regulatory and operational considerations, helping institutions translate the FCA's foresight analysis into actionable strategic and compliance priorities.]]>1246falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-brexit-10-years-on--72600691https://api.spreaker.com/episode/72600691Fri, 19 Jun 2026 14:02:24 +0000Norton Rose Fulbright1109falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-24-fca-policy-statement-on-progressing-fund-tokenisation--72600391https://api.spreaker.com/episode/72600391Fri, 19 Jun 2026 13:28:06 +0000Norton Rose FulbrightIn the latest episode of our Let’s talk asset management series, Hannah Meakin, Lucy Dodson and Charlotte Carnegie discuss the FCA’s recent policy statement on progressing fund tokenisation, which introduces new guidance intended to support firms...1029falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-what-s-next-for-eu-banks-previewing-the-commission-s-competitiveness-report--72371492https://api.spreaker.com/episode/72371492Fri, 05 Jun 2026 15:35:12 +0000Norton Rose FulbrightIn the latest edition of Global Regulation Tomorrow Plus, Simon Lovegrove is joined by Robert Langmuir and Flupke van den Bogart from our Brussels Government Relations and Public Policy team to discuss the European Commission's forthcoming report on...678falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-future-of-payments-series-episode-3-safeguarding-in-australia-s-new-payments-framework--72226181https://api.spreaker.com/episode/72226181Fri, 29 May 2026 15:07:52 +0000Norton Rose FulbrightIn the latest edition of our global podcast series, Future of Payments, James Morris and Simon Lovegrove continue their discussion on Australia's payment services reforms focussing on the proposed safeguarding regime.931falsefullhttps://www.spreaker.com/episode/eu-uk-split-the-difference-two-regimes-one-market-the-uk-eu-crypto-authorisation-divide--72169275https://api.spreaker.com/episode/72169275Tue, 26 May 2026 14:14:33 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Split the Difference, we continue exploring the differences and similarities between cryptoasset authorisation in the UK and the EU. Part 1 focused on structure and scope. In this Part 2 we turn our...1474falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ai-mini-series-ep-6-ai-and-workflows--72054564https://api.spreaker.com/episode/72054564Mon, 18 May 2026 11:32:58 +0000Norton Rose FulbrightIn the latest episode of our Global Regulation Tomorrow Plus mini-series on artificial intelligence in financial services, host Simon Lovegrove and Professor Peter McBurney examine the practicalities of embedding AI agents into existing business...713falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ai-mini-series-ep-5-ai-and-blockchains--72054467https://api.spreaker.com/episode/72054467Mon, 18 May 2026 11:31:41 +0000Norton Rose FulbrightIn the latest episode of our Global Regulation Tomorrow Plus mini-series on artificial intelligence in financial services, host Simon Lovegrove is joined by Professor Peter McBurney to explore the growing intersection of artificial intelligence and...780falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ai-mini-series-ep-4-do-large-language-models-think--72054106https://api.spreaker.com/episode/72054106Mon, 18 May 2026 11:31:01 +0000Norton Rose FulbrightIn the latest episode of our Global Regulation Tomorrow Plus mini-series on artificial intelligence in financial services, host Simon Lovegrove is joined by Professor Peter McBurney to explore the provocative question of whether Large Language Models...800falsefullhttps://www.spreaker.com/episode/split-the-difference-episode-20-cryptoasset-authorisation--71975962https://api.spreaker.com/episode/71975962Tue, 12 May 2026 13:24:38 +0000Norton Rose Fulbright1676falsefullhttps://www.spreaker.com/episode/risks-redefined-risk-assessments-operational-resilience--71955445Global Regulation Tomorrow blog and podcast page.]]>https://api.spreaker.com/episode/71955445Mon, 11 May 2026 11:16:24 +0000Norton Rose FulbrightThis podcast is the third in a mini-series discussing risk assessments, which are the cornerstone of an effective risk and compliance program and necessary in a number of areas to meet UK regulatory requirements. This third podcast takes a more...Global Regulation Tomorrow blog and podcast page.]]>876falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-23-fca-authorisation-under-the-microscope--71614298In the latest episode we discuss the FCA's recent publication on improving applications for authorization and some of the common pitfalls and good practices identified by the regulator.]]>https://api.spreaker.com/episode/71614298Fri, 24 Apr 2026 14:19:07 +0000Norton Rose FulbrightIn our podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able...In the latest episode we discuss the FCA's recent publication on improving applications for authorization and some of the common pitfalls and good practices identified by the regulator.]]>788falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-22-unpacking-the-fca-s-wholesale-buy-side-regulatory-priorities--71550866https://api.spreaker.com/episode/71550866Wed, 22 Apr 2026 10:20:43 +0000Norton Rose Fulbright977falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-future-of-payments-series-episode-2-modernising-australia-s-payment-services-regime--71338721https://api.spreaker.com/episode/71338721Wed, 15 Apr 2026 09:21:33 +0000Norton Rose FulbrightIn the latest edition of our global podcast series, Future of Payments, James Morris, Shen Low and Simon Lovegrove take us through some very significant reforms to Australia's payment services regulatory framework following the publication of four new...1049falsefullhttps://www.spreaker.com/episode/split-the-difference-episode-19-prediction-markets-and-event-contracts--71062737https://api.spreaker.com/episode/71062737Thu, 02 Apr 2026 13:36:14 +0000Norton Rose FulbrightIn the latest edition of our podcast series, Split the Difference, Mark Highman, Stephen Ariyan, Hannah Meakin and Simon Lovegrove compare the US and UK regulatory approaches to Prediction Markets and Events Contracts2830falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-future-of-payments-series-episode-1-psd3-and-psr--70847570https://api.spreaker.com/episode/70847570Tue, 24 Mar 2026 09:53:58 +0000Norton Rose FulbrightIn the first episode of our Future of Payments mini-series, we are joined by EU colleagues who discuss the Payment Services Directive 3 and the Payment Services Regulation. Together, we explore five key topics that are front of mind for the industry...1341falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-geopolitics-3--70656004https://api.spreaker.com/episode/70656004Mon, 16 Mar 2026 10:05:00 +0000Norton Rose FulbrightThis episode of Global Regulation Tomorrow Plus is the third in a three-part mini-series in which Jonathan Herbst, Georgia Karamani and Simon Lovegrove discuss how financial services firms can build regulatory and operational resilience amid the...876falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-geopolitics-2--70625876https://api.spreaker.com/episode/70625876Fri, 13 Mar 2026 16:37:34 +0000Norton Rose FulbrightThis episode of Global Regulation Tomorrow Plus is the second in a three part mini-series in which Jonathan Herbst, Georgia Karamani and Simon Lovegrove discuss how financial services firms can build regulatory and operational resilience amid the...685falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-geopolitics-1--70569215https://api.spreaker.com/episode/70569215Tue, 10 Mar 2026 14:51:38 +0000Norton Rose FulbrightThis episode of Global Regulation Tomorrow Plus is the first in a three part mini-series in which Jonathan Herbst, Georgia Karamani and Simon Lovegrove discuss how financial services firms can build regulatory and operational resilience amid the...895falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-hm-treasury-s-consultation-on-appointed-representatives--70569197https://api.spreaker.com/episode/70569197Tue, 10 Mar 2026 14:49:43 +0000Norton Rose FulbrightIn the latest episode of Global Regulation Tomorrow Plus, Matthew Gregory and Simon Lovegrove discuss HM Treasury’s recent consultation on reforms to the Appointed Representatives regime. In particular, the discussion touches on five key areas -...622falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ai-mini-series-episode-3-agentic-ai--70145292https://api.spreaker.com/episode/70145292Thu, 19 Feb 2026 10:22:03 +0000Norton Rose FulbrightIn the third episode of our Global Regulation Tomorrow Plus mini-series on artificial intelligence in financial services Professor Peter McBurney provides his thoughts on Agentic AI and its opportunities and risks.1216falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-mini-series-episode-10-fca-cp26-4-part-2--70081209
In CP26/4 the FCA is consulting on how the Consumer Duty will apply to cryptoasset firms, supported by additional non-Handbook guidance, so firms deliver good outcomes for retail customers.

It also covers Redress and Dispute Resolution (DISP) – the FCA’s approach to complaints handling and redress, ensuring consumers have clear routes to resolve issues. Plus Conduct of Business Standards (COBS) – applying key conduct rules to cryptoasset activities, so firms act fairly and transparently. ]]>https://api.spreaker.com/episode/70081209Mon, 16 Feb 2026 14:06:48 +0000Norton Rose Fulbright  In the latest episode of our Global Regulation Tomorrow Plus mini-series on cryptoassets we discuss FCA CP26/4: Application of FCA Handbook for regulated cryptoasset activities – part 2. In CP26/4 the FCA is consulting on how the Consumer Duty will...
In CP26/4 the FCA is consulting on how the Consumer Duty will apply to cryptoasset firms, supported by additional non-Handbook guidance, so firms deliver good outcomes for retail customers.

It also covers Redress and Dispute Resolution (DISP) – the FCA’s approach to complaints handling and redress, ensuring consumers have clear routes to resolve issues. Plus Conduct of Business Standards (COBS) – applying key conduct rules to cryptoasset activities, so firms act fairly and transparently. ]]>1870false10fullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ai-mini-series-episode-2-mills-review--69811873https://api.spreaker.com/episode/69811873Thu, 05 Feb 2026 14:26:11 +0000Norton Rose FulbrightIn the second episode of our Global Regulation Tomorrow Plus mini-series on artificial intelligence in financial services we discuss the Mills Review.917falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-enforcement-update-notices-in-a-nutshell--69809678For further information in this area, please see our Notices in a nutshell series and our Interventions and investigations insights page.]]>https://api.spreaker.com/episode/69809678Thu, 05 Feb 2026 11:05:44 +0000Norton Rose FulbrightIn our latest podcast, we discuss some of the key recent Financial Conduct Authority enforcement developments and outcomes, and key lessons learned for firms from these, including recent publicity developments and the cases concerning Nationwide...For further information in this area, please see our Notices in a nutshell series and our Interventions and investigations insights page.]]>1621falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ai-in-uk-financial-services-what-the-treasury-committee-found--69664019tag:soundcloud,2010:tracks/2256249248Thu, 29 Jan 2026 11:37:04 +0000Norton Rose FulbrightIn the latest episode of Global Regulation Tomorrow Plus we discuss the Treasury Committee's landmark report on artificial intelligence in UK financial services, published on 22 January 2026.1043falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-mini-series-episode-9-admissions-and-disclosures-regime--69590249tag:soundcloud,2010:tracks/2254311254Mon, 26 Jan 2026 11:47:07 +0000Norton Rose FulbrightIn the latest episode of our mini-series looking at the UK’s approach to regulating cryptoassets we discuss the proposed admissions and disclosures regime for Cryptoassets as set out in the Financial Services and Markets Act 2000 (Cryptoassets)...1498falsefullhttps://www.spreaker.com/episode/split-the-difference-episode-18-2026-horizon-scanning--69560089tag:soundcloud,2010:tracks/2252819735Fri, 23 Jan 2026 14:45:24 +0000Norton Rose FulbrightThis episode of Split the Difference is our annual horizon scanning podcast, where we consider what US/UK markets related developments practitioners should look out for in 2026.3980falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-episode-8-market-abuse-regime-for-cryptoassets--69354082tag:soundcloud,2010:tracks/2243763590Thu, 08 Jan 2026 13:20:50 +0000Norton Rose FulbrightIn the latest episode of our mini-series looking at the UK’s approach to regulating cryptoassets we discuss the proposed market abuse regime for cryptoassets as set out in the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2025 and...1157falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-series-episode-7-cryptoasset-trading-platform-proposals--69325814https://api.spreaker.com/episode/69325814Tue, 06 Jan 2026 16:24:48 +0000Norton Rose FulbrightIn the latest episode of our mini-series looking at the UK’s approach to regulating cryptoassets we discuss how the Cryptoasset Regulations and the FCA’s proposed new rules and guidance would apply to operators of cryptoasset trading platforms.1146falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-series-episode-6-overview-of-the-cryptoasset-regulations--69258792tag:soundcloud,2010:tracks/2239419629Wed, 31 Dec 2025 11:12:20 +0000Norton Rose FulbrightIn the latest episode of our mini-series looking at the UK’s approach to regulating cryptoassets we discuss some of the key points from the Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2025 that were recently laid before...797falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-apac-insights-series-episode-26-commission-s-market-integration-and-supervision-legislative-package--69123116tag:soundcloud,2010:tracks/2232235886Thu, 18 Dec 2025 18:52:16 +0000Norton Rose FulbrightIn this special edition of our EMEA APAC regulatory insights series colleagues from the EU cover the European Commission’s recent market integration and supervision legislative package - a core pillar of the Savings and Investments Union. The package...1751falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-fca-consultation-on-the-transaction-reporting-regime--69073974tag:soundcloud,2010:tracks/2230597064Tue, 16 Dec 2025 10:50:09 +0000Norton Rose FulbrightIn the latest episode of Global Regulation Tomorrow Plus Hannah Meakin, Georgia Karamani and Charlotte Carnegie discuss the recent consultation published by Financial Conduct Authority on proposed changes intended to improve the transaction reporting...967falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-apac-insights-series-episode-25-update-from-the-uae-and-saudi-on-key-regulatory-issues--69007840tag:soundcloud,2010:tracks/2228527451Fri, 12 Dec 2025 13:26:07 +0000Norton Rose FulbrightIn our EMEA APAC regulatory insights series colleagues from our EMEA APAC offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Matthew Shanahan, Karl Masi, Hasanali Pirnhai and...1365falsefullhttps://www.spreaker.com/episode/episode-10-inside-tipper-x-s-journey-from-hedge-fund-analyst-to-fbi-informant--68846121tag:soundcloud,2010:tracks/2223151793Wed, 03 Dec 2025 09:49:15 +0000Norton Rose FulbrightIn the 10th episode of our Global Investigations podcast series, join Sharon Oded (Head of Investigations, Amsterdam) and Joost Gille (Associate in Regulatory, Compliance and Investigations, Amsterdam) for an exclusive conversation with Tom Hardin,...2209falsefullhttps://www.spreaker.com/episode/lets-talk-antitrust-ep-22-fca-multi-firm-review--68817431tag:soundcloud,2010:tracks/2221972382Mon, 01 Dec 2025 12:18:11 +0000Norton Rose FulbrightIn the latest episode of our Let’s talk asset management series, Hannah Meakin, Lucy Dodson and Charlotte Carnegie discuss the FCA’s recent multi-firm review of consolidation in the financial advice and wealth management sector, in which the FCA sets...667falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-hmt-and-fca--68742056tag:soundcloud,2010:tracks/2218798823Tue, 25 Nov 2025 16:15:22 +0000Norton Rose FulbrightRegulation Tomorrow HMT and FCA by NRF Regulation Tomorrow Podcast876falsefullhttps://www.spreaker.com/episode/sterling-denominated-systemic-stablecoins--68738076tag:soundcloud,2010:tracks/2218649576Tue, 25 Nov 2025 11:00:08 +0000Norton Rose FulbrightSterling denominated systemic stablecoins_mixdown by NRF Regulation Tomorrow Podcast1278falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-21-ai-in-asset-management-regulatory-risks-and-opportunities--68721031tag:soundcloud,2010:tracks/2218002818Mon, 24 Nov 2025 11:50:55 +0000Norton Rose FulbrightLet’s talk asset management–Episode 21 AI in asset management: regulatory risks and opportunities by NRF Regulation Tomorrow Podcast849falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-5-incentives--68534237tag:soundcloud,2010:tracks/2211176612Wed, 12 Nov 2025 09:57:34 +0000Norton Rose FulbrightLet's talk Asset Management: Episode 5 - Incentives by NRF Regulation Tomorrow Podcast1235falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-apac-insights-series-episode-24-update-from-the-netherlands-on-remuneration-crd-vi-and-crypto-assets--68333449tag:soundcloud,2010:tracks/2201492071Wed, 29 Oct 2025 12:20:06 +0000Norton Rose FulbrightIn our EMEA APAC regulatory insights series colleagues from our EMEA APAC offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Floortje Nagelkerke, Nikolai de Koning and Selma...1151falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-let-s-talk-asset-management-episode-20-fca-consultation-on-progressing-fund-tokenisation--68294798tag:soundcloud,2010:tracks/2199762091Mon, 27 Oct 2025 10:15:47 +0000Norton Rose FulbrightIn the latest episode of our Let’s talk asset management series, Hannah Meakin, Lucy Dodson and Charlotte Carnegie discuss the FCA’s recent consultation paper (CP25/28) in relation to encouraging the adoption of tokenisation and tokenised funds in the...1084falsefullhttps://www.spreaker.com/episode/inside-investigations-episode-9-inside-the-wirecard-whistleblower-story--68253495
Imagine this: A fintech darling once valued at over €24 billion, hailed as a European success story—brought to its knees by a €1.9 billion accounting black hole. Pav, a former in-house lawyer at Wirecard, shares how he uncovered the truth, the risks he faced, and the impact of his courageous decision to speak out.

What to expect:

• A rare, first-hand account of whistleblowing at the highest corporate levels;
• Lessons for legal and compliance professionals navigating corporate misconduct;
• Reflections on ethics, resilience, and the power of doing the right thing.

This episode offers a powerful reminder of the human stories behind corporate investigations—and the importance of integrity in the face of pressure.]]>tag:soundcloud,2010:tracks/2197121699Thu, 23 Oct 2025 13:31:27 +0000Norton Rose FulbrightIn this gripping new episode of our Global Investigations Podcast Series, Sharon Oded, Head of Investigations at Norton Rose Fulbright Amsterdam, and Jessie Steinebach, Associate, sit down with Pav Gill, the whistleblower who exposed one of Europe’s...
Imagine this: A fintech darling once valued at over €24 billion, hailed as a European success story—brought to its knees by a €1.9 billion accounting black hole. Pav, a former in-house lawyer at Wirecard, shares how he uncovered the truth, the risks he faced, and the impact of his courageous decision to speak out.

What to expect:

• A rare, first-hand account of whistleblowing at the highest corporate levels;
• Lessons for legal and compliance professionals navigating corporate misconduct;
• Reflections on ethics, resilience, and the power of doing the right thing.

This episode offers a powerful reminder of the human stories behind corporate investigations—and the importance of integrity in the face of pressure.]]>1702falsefullhttps://www.spreaker.com/episode/split-the-difference-episode-17-the-berne-financial-services-agreement--68147446tag:soundcloud,2010:tracks/2190643391Wed, 15 Oct 2025 10:00:23 +0000Norton Rose FulbrightIn this special edition of our podcast series, Split the Difference, Hannah Meakin, Matthew Gregory and Ben Hilary are joined by Andrea Huber of Pestalozzilaw to discuss the Berne Financial Services Agreement (BFSA).2118falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-mansion-house-and-leeds-reforms-mini-series-proposals-regarding-the-financial-ombudsman-service-and-redre--68077939tag:soundcloud,2010:tracks/2186017093Thu, 09 Oct 2025 14:30:45 +0000Norton Rose FulbrightIn the last episode of our mini-series on the Chancellor's Mansion House speech and Leeds Reforms, Katie Stephen, Matthew Gregory and Catherine Pluck discuss the proposals in relation to the Financial Ombudsman Service and redress.958falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-mini-series-episode-5-application-of-the-fca-handbook--68029498tag:soundcloud,2010:tracks/2183353691Mon, 06 Oct 2025 10:49:39 +0000Norton Rose FulbrightIn the fifth episode of our new mini-series covering UK cryptoasset regulation Hannah Meakin, Matt Gregory and Charlotte Carnegie discuss the FCA’s proposed application of certain parts of the FCA Handbook in relation to Regulated Cryptoasset Activities.1081falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-m-a-episode-4-due-diligence-and-regulatory-issues--67779801tag:soundcloud,2010:tracks/2171486511Tue, 16 Sep 2025 14:36:57 +0000Norton Rose FulbrightLet's talk asset management M&A - Episode 4: Due diligence and regulatory issues by NRF Regulation Tomorrow Podcast1388falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-mansion-house-and-leeds-reforms-mini-series-proposals-regarding-the-senior-managers-and-certification-reg--67520108tag:soundcloud,2010:tracks/2159699907Tue, 26 Aug 2025 16:37:41 +0000Norton Rose FulbrightIn the next episode of our mini-series on the Chancellor’s Mansion House speech and Leeds Reforms, Katie Stephen, Matthew Gregory, Haney Saadah and Catherine Pluck discuss the proposals in relation to the Senior Managers and Certification Regime, as...1130falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-mini-series-episode-4-prudential-requirements--67466768tag:soundcloud,2010:tracks/2156842425Thu, 21 Aug 2025 11:20:17 +0000Norton Rose FulbrightIn the fourth episode of our new mini-series covering UK cryptoasset regulation Jonathan Herbst, Hannah Meakin and Charlotte Carnegie discuss the FCA’s proposed prudential requirements.1012falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-mansion-house-and-leeds-reforms-mini-series-markets-banking-and-digital--67366244tag:soundcloud,2010:tracks/2152956825Thu, 14 Aug 2025 10:44:04 +0000Norton Rose FulbrightIn the third episode of our mini-series on the Chancellor’s Mansion House speech and Leeds Reforms, we start by exploring the papers that impact markets followed by banking (7:24), and digital innovation (16:00).1199falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-mini-series-episode-3-custody--67332217tag:soundcloud,2010:tracks/2151451371Mon, 11 Aug 2025 15:06:56 +0000Norton Rose FulbrightIn the third in our new mini-series looking at the UK’s approach to regulating cryptoassets, Hannah Meakin, Jonathan Herbst and Simon Lovegrove discuss custody.1037falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-mansion-house-and-leeds-reforms-mini-series-the-big-picture--67258428tag:soundcloud,2010:tracks/2148274782Tue, 05 Aug 2025 13:45:14 +0000Norton Rose FulbrightIn the first podcast in our new mini-series series on the Chancellor’s Mansion House speech and Leeds Reforms, we look at the big picture, the key themes behind the government’s reforms and what the latest is on the Berne Financial Services Agreement.819falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-19-esma-s-final-report-on-the-ucits-eligible-assets-directive--67256524tag:soundcloud,2010:tracks/2148161172Tue, 05 Aug 2025 09:21:19 +0000Norton Rose FulbrightIn our podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able...605falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-ancillary-activities-exemption--67190191tag:soundcloud,2010:tracks/2138957892Wed, 30 Jul 2025 14:33:36 +0000Norton Rose FulbrightIn this latest episode of Global Regulation Tomorrow Plus we consider the Financial Conduct Authority’s consultation paper, CP25/19, which proposes changes to the ancillary activities exemption.921falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-18-fca-s-review-into-smaller-asset-management-firms--67176168tag:soundcloud,2010:tracks/2138391168Tue, 29 Jul 2025 13:28:31 +0000Norton Rose FulbrightIn the latest episode of our Let’s talk asset management series, Hannah Meakin, Lucy Dodson and Simon Lovegrove discuss the Financial Conduct Authority’s findings following a review of business models for smaller asset managers and alternatives.792falsefullhttps://www.spreaker.com/episode/inside-investigations-episode-8-anti-corruption-enforcement-key-updates--67109878
Topics include:

• Insights from the recent DOJ–SFO meeting and its implications for global enforcement
• The impact of DOJ budget shifts on future investigations 
• New DOJ FCPA guidance and enforcement priorities under the current US administration
• Practical takeaways for compliance teams, including the continued focus on individual accountability and high-value bribery cases

Listen now to stay ahead of evolving enforcement trends and regulatory expectations.
]]>tag:soundcloud,2010:tracks/2136295773Fri, 25 Jul 2025 09:41:00 +0000Norton Rose FulbrightIn this episode, members of our global investigations team — Ashley Kuempel, Keith Rosen, Kevin Harnisch, Andrew Reeves and Claudia Van Gruisen — discuss recent developments in anti-bribery enforcement and what they mean for companies worldwide....
Topics include:

• Insights from the recent DOJ–SFO meeting and its implications for global enforcement
• The impact of DOJ budget shifts on future investigations 
• New DOJ FCPA guidance and enforcement priorities under the current US administration
• Practical takeaways for compliance teams, including the continued focus on individual accountability and high-value bribery cases

Listen now to stay ahead of evolving enforcement trends and regulatory expectations.
]]>1480falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-m-a-episode-3-gap-between-signing-and-closing--67082839tag:soundcloud,2010:tracks/2134962483Wed, 23 Jul 2025 07:16:53 +0000Norton Rose FulbrightRichard Sheen and Clementine Hogarth are joined by one of our Regulatory lawyers, Giota Skiathiti to discuss the gap period between signing and closing in a M&A deal. This episode covers: •Regulatory approvals and their impact on deal timing...1471falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-non-financial-misconduct-new-rules-guidance-from-the-fca-s-consultation-paper-25-18--66999377tag:soundcloud,2010:tracks/2130160065Tue, 15 Jul 2025 09:55:42 +0000Norton Rose FulbrightIn this latest episode of Global Regulation Tomorrow Plus we delve into the Financial Conduct Authority’s expansion of the Conduct Rules (COCON) to non-banks, the evolving expectations around workplace culture, and the practical implications for...1009falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-risk-management-and-wind-down-planning-at-e-money-and-payments-firms--66897231tag:soundcloud,2010:tracks/2126526255Tue, 08 Jul 2025 12:55:00 +0000Norton Rose FulbrightIn this latest episode of Global Regulation Tomorrow Plus we discuss the Financial Conduct Authority’s recent multi-firm review of risk management and wind-down planning at e-money and payments firms, alongside the regulator’s Dear CEO letter from...683falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-23-update-from-france-on-eu-regulatory-reform-the-eba-s-no-action-letter-o--66895008tag:soundcloud,2010:tracks/2126442408Tue, 08 Jul 2025 08:50:35 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Sebastien Praicheux from our Paris office discusses: •A...1426falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-m-a-episode-2-deal-structure-and-value--66894637
The episode outlines how deal consideration can be shaped by mechanisms like completion adjustments, earn-outs, and protections against client attrition—especially during the period between signing and closing.The conversation highlights how long-term AUM commitments and extended IMAs are increasingly used to lock in value—particularly in joint ventures. Governance, control rights for minority shareholders, and reputational safeguards are also explored, along with the strategic rationale behind joint venture structures.]]>https://api.spreaker.com/episode/66894637Tue, 08 Jul 2025 08:41:27 +0000Norton Rose FulbrightIn the second episode of our vodcast series, Richard Sheen and Clementine Hogarth, partners in our London Financial Institutions team continue their discussion on asset mangement M&A, exploring deal structure and value.They discuss the practical...
The episode outlines how deal consideration can be shaped by mechanisms like completion adjustments, earn-outs, and protections against client attrition—especially during the period between signing and closing.The conversation highlights how long-term AUM commitments and extended IMAs are increasingly used to lock in value—particularly in joint ventures. Governance, control rights for minority shareholders, and reputational safeguards are also explored, along with the strategic rationale behind joint venture structures.]]>1320false2fullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-mini-series-episode-2-qualifying-stablecoins--66852045tag:soundcloud,2010:tracks/2123908455Thu, 03 Jul 2025 15:51:56 +0000Norton Rose FulbrightGlobal Regulation Tomorrow Plus: UK cryptoasset regulation mini-series – Episode 2 – Qualifying stablecoins by NRF Regulation Tomorrow Podcast1127falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-18-fca-s-review-into-smaller-asset-management-firms--66742815tag:soundcloud,2010:tracks/2119299432Wed, 25 Jun 2025 14:31:13 +0000Norton Rose FulbrightIn the latest episode of our Let’s talk asset management series, Hannah Meakin, Lucy Dodson and Simon Lovegrove discuss the Financial Conduct Authority’s findings following a review of business models for smaller asset managers and alternatives.838falsefullhttps://www.spreaker.com/episode/risks-redefined-risk-assessments-key-principles--66739553tag:soundcloud,2010:tracks/2119262703Wed, 25 Jun 2025 12:59:26 +0000Norton Rose FulbrightThis podcast is the second in a mini-series discussing risk assessments, which are the cornerstone of an effective risk and compliance program and necessary in a number of areas to meet UK regulatory requirements. The first of our podcasts in the...705falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-m-a-episode-1-market-developments--66625205tag:soundcloud,2010:tracks/2115966966Thu, 19 Jun 2025 10:01:35 +0000Norton Rose FulbrightIn the first episode of our new vodcast series, Richard Sheen and Clementine Hogarth, partners in our London  Financial Institutions team, explore the key forces driving mergers and acquisitions in the asset management industry.802falsefullhttps://www.spreaker.com/episode/inside-investigations-episode-7-data-privacy-considerations-in-investigations--66602209tag:soundcloud,2010:tracks/2115461781Wed, 18 Jun 2025 12:26:10 +0000Norton Rose FulbrightIn the seventh episode of our Inside Investigations podcast series, Jeremy Lua (Counsel, APAC Cybersecurity and Data Privacy, Singapore), Fiona Bundy-Clarke (Counsel, Data Protection and Technology, London), Ashley Kuempel (Partner, Regulations,...1436falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-22-update-from-germany-on-mica-crd-6-and-bafin-s-annual-press-conference--66577462tag:soundcloud,2010:tracks/2114137119Mon, 16 Jun 2025 10:34:08 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Michael Born from our Frankfurt office discusses recent...604falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-cryptoasset-regulation-mini-series-episode-1-operating-a-cryptoasset-trading-platform--66576707tag:soundcloud,2010:tracks/2114131335Mon, 16 Jun 2025 10:15:05 +0000Norton Rose FulbrightIn the first in our new mini-series looking at the UK’s approach to regulating cryptoassets, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the new regulated activity of operating a qualifying cryptoasset trading platform.1050falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-17-comparing-luxembourg-raifs-with-uk-rifs--66393622tag:soundcloud,2010:tracks/2107462332Wed, 04 Jun 2025 09:26:59 +0000Norton Rose FulbrightIn the latest episode of our podcast series, Let’s talk asset management, Claire Guilbert, Hannah Meakin, Lucy Dodson and Simon Lovegrove explore the similarities and differences between Luxembourg’s Reserved Alternative Investment Fund (RAIF) and the...1387falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-practical-steps-to-mitigate-market-abuse-risks-in-a-volatile-market--66382759tag:soundcloud,2010:tracks/2107015896Tue, 03 Jun 2025 14:39:02 +0000Norton Rose FulbrightRecent tariff developments have transformed the international trade landscape with consequent market volatility. In our latest Global Regulation Tomorrow Plus podcast, Katie Stephen, Hannah Meakin and Catherine Pluck discuss the impact of volatility...754falsefullhttps://www.spreaker.com/episode/split-the-difference-episode-15-regulating-cryptoassets--66230336tag:soundcloud,2010:tracks/2100968322Fri, 23 May 2025 15:27:02 +0000Norton Rose FulbrightIn the latest episode of our podcast series, Split the Difference, Jonathan Herbst, Hannah Meakin, Anna Carrier and Simon Lovegrove cover the draft UK legislation for regulating cryptoassets and recent FCA discussion paper and compare it with the EU...1984falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-update-on-the-fca-s-approach-to-vulnerable-customers--66198934tag:soundcloud,2010:tracks/2100096612Thu, 22 May 2025 08:38:10 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory and Simon Lovegrove discuss recent developments regarding vulnerable customers including the FCA’s multi-firm reviews on vulnerability and how retail banks and building societies...669falsefullhttps://www.spreaker.com/episode/risks-redefined-risk-assessments-failure-to-prevent-fraud--66184511tag:soundcloud,2010:tracks/2099661681Wed, 21 May 2025 13:52:18 +0000Norton Rose FulbrightIn the latest of our Risks Redefined podcast series, Janna Garcia, Katie Stephen, Stuart Neely and Hannah McAslan-Schaaf focus on failure to prevent fraud risk assessments, including discussion of what firms should be thinking about in this area and...1139falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-consumer-composite-investments-mini-series-episode-5-transaction-costs-cost-disclosures-and-transition--66169643tag:soundcloud,2010:tracks/2099008056Tue, 20 May 2025 11:54:37 +0000Norton Rose FulbrightIn the third episode in our mini-series exploring the UK’s new Consumer Composite Investments regime, Matthew Gregory, Joe Bamford and Anita Edwards discuss the FCA’s latest consultation paper, CP25/9, which includes proposals relating to the...605falsefullhttps://www.spreaker.com/episode/split-the-difference-episode-14-benchmarks-regulation--66115839tag:soundcloud,2010:tracks/2096836254Fri, 16 May 2025 09:30:04 +0000Norton Rose FulbrightIn the latest episode of our podcast series, Split the Difference, Hannah Meakin, Nikolai de Koning, Anna Carrier and Simon Lovegrove discuss upcoming changes to the EU Benchmarks Regulation and compare the UK and EU regimes.1531falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-21-update-from-italy-on-mica-dora-crd-6-and-ai--66071849tag:soundcloud,2010:tracks/2094949812Tue, 13 May 2025 13:19:16 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Maria Beatrice Gilesi from our Milan office discusses recent...1084falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-financial-services-regulation-and-the-carbon-markets-the-uk-perspective--65605562tag:soundcloud,2010:tracks/2080258074Thu, 17 Apr 2025 08:49:02 +0000Norton Rose FulbrightIn this latest episode of Global Regulation Tomorrow Plus Hannah Meakin, Saaraa Alimahomed and Simon Lovegrove explore carbon trading and the UK financial services regime.650falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-16-streamlining-the-uk-alternative-investments-regime--65582004tag:soundcloud,2010:tracks/2079212564Tue, 15 Apr 2025 15:16:21 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Hannah Meakin, Lucy Dodson and Simon Lovegrove discuss the recent papers issued by HM Treasury and the Financial Conduct Authority to streamline the regulatory framework for...915falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-consumer-composite-investments-mini-series-episode-3-manufacturers--65536741tag:soundcloud,2010:tracks/2076115340Fri, 11 Apr 2025 08:36:58 +0000Norton Rose FulbrightIn the third in our mini-series exploring the UK’s new Consumer Composite Investments regime, Matthew Gregory, Joe Bamford and Anita Edwards discuss the role of manufacturers under the regime.863falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-consumer-composite-investments-mini-series-episode-4-distributors--65348001tag:soundcloud,2010:tracks/2070800472Fri, 04 Apr 2025 00:00:00 +0000Norton Rose FulbrightIn the fourth episode in our mini-series exploring the UK’s new Consumer Composite Investments regime, Joe Bamford and Simon Lovegrove discuss distributors.1041falsefullhttps://www.spreaker.com/episode/split-the-difference-podcast-reforms-to-commodity-derivatives-regulation--65305326tag:soundcloud,2010:tracks/2068988636Wed, 02 Apr 2025 00:00:00 +0000Norton Rose FulbrightIn the latest in our podcast episode of our podcast series, Split the Difference, Hannah Meakin, Floortje Nagelkerke, Anna Carrier, Lucy Dodson and Anita Edwards discuss upcoming and potential reforms to the commodity derivatives regulatory framework...1547falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-15-uk-fca-review-of-valuation-processes-for-private-market-assets--65012402tag:soundcloud,2010:tracks/2059763680Fri, 21 Mar 2025 00:00:00 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Jonathan Herbst, Hannah Meakin, Lucy Dodson and Simon Lovegrove discuss the UK Financial Conduct Authority’s recent multi-firm review of valuation processes for private market...743falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-20-australia-s-governance-review--64977257tag:soundcloud,2010:tracks/2058112736Wed, 19 Mar 2025 00:00:00 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Lucinda McCann from our Sydney office discusses APRA’s...1351falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-consumer-composite-investments-mini-series-episode-2-disclosures--64842187tag:soundcloud,2010:tracks/2052682432Wed, 12 Mar 2025 00:00:00 +0000Norton Rose FulbrightIn the second in our mini-series exploring the UK’s new Consumer Composite Investments regime, Joe Bamford and Anita Edwards discuss the proposed disclosures that would be required under the new regime – the Product Summary Disclosure and the Core...657falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-19-uae-update--64808389tag:soundcloud,2010:tracks/2051605676Tue, 11 Mar 2025 00:00:00 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Karl Masi and Hasanali Pirbhai from our Dubai office provide a...924falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-14-uk-fca-expectations-for-authorised-fund-applications--64791003tag:soundcloud,2010:tracks/2050990620Mon, 10 Mar 2025 00:00:00 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Hannah Meakin, Lucy Dodson and Simon Lovegrove discuss the UK Financial Conduct Authority’s recent guidance on its expectations for authorised fund applications made by firms...829falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-18-netherlands-update--64746763tag:soundcloud,2010:tracks/2048894044Fri, 07 Mar 2025 00:00:00 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Floortje Nagelkerke and Nikolai de Koning from our Amsterdam...1265falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-financial-services-regulation-and-the-carbon-markets-the-australian-perspective--64730304tag:soundcloud,2010:tracks/2047910828Thu, 06 Mar 2025 00:00:00 +0000Norton Rose FulbrightIn this latest episode of Global Regulation Tomorrow Plus Elisa de Wit, Vittorio Casamento and Simon Lovegrove explore the carbon market generally and then discuss the Australian financial services regime for carbon credits and when to apply for an...1312falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-consumer-composite-investments-mini-series-episode-1-setting-the-scene--64628089tag:soundcloud,2010:tracks/2044139449Fri, 28 Feb 2025 00:00:00 +0000Norton Rose FulbrightIn the first in our new mini-series exploring the UK’s new Consumer Composite Investments regime, Matthew Gregory, Joe Bamford and Simon Lovegrove set the scene by covering at a high level who the new regime applies to, the impact on unauthorised...861falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-failure-to-prevent-fraud-considerations-for-us-firms--64588657tag:soundcloud,2010:tracks/2042631617Wed, 26 Feb 2025 00:00:00 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Kevin Harnisch, Mark Highman, Katie Stephen and Hannah McAslan-Schaaf discuss the failure to prevent fraud offence under the UK’s Economic Crime and Corporate Transparency Act 2023, which comes...1090falsefullhttps://www.spreaker.com/episode/split-the-difference-episode-12-2025-outlook--64079859tag:soundcloud,2010:tracks/2022621289Fri, 31 Jan 2025 00:00:00 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Split the Difference, Hannah Meakin, Floortje Nagelkerke, Anna Carrier, Lucy Dodson and Simon Lovegrove look ahead at some of the key regulatory topics impacting institutions in the markets space in both...1432falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-the-fca-and-fos-s-call-for-input-on-modernising-the-redress-system--64039654tag:soundcloud,2010:tracks/2021684313Thu, 30 Jan 2025 12:36:32 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory and Anita Edwards discuss the FCA and the FOS’s joint call for input seeking views on how to modernise the redress system.731falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-13-dora-for-asset-managers--63712892tag:soundcloud,2010:tracks/2010456995Thu, 16 Jan 2025 00:00:00 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the EU Digital Operational Resilience Act (DORA) and its impact on asset managers.1406falsefullhttps://www.spreaker.com/episode/split-the-difference-short-selling-the-new-sec-short-sale-disclosure-rule-and-changes-to-the-uk-regime--63763055tag:soundcloud,2010:tracks/2013052371Mon, 23 Dec 2024 00:00:00 +0000Norton Rose FulbrightIn the latest episode in our split the difference podcast series, which explores divergence in the regulatory regimes in the markets space, Mark Highman and Hannah McAslan-Schaaf consider the US and UK regimes for short selling. On the US side we...1059falsefullhttps://www.spreaker.com/episode/inside-investigations-ep-6-data-preservation-collection-and-transfer--63373344tag:soundcloud,2010:tracks/1988834055Wed, 18 Dec 2024 00:00:00 +0000Norton Rose FulbrightThe sixth episode of our Global Investigations Podcast Series sees Claudia Van Gruisen (Senior Associate, Investigations, Enforcement and Compliance team, London) discussing the preservation, collection and transfer of data in investigations with...1230falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-12-esma-s-and-eiopa-s-letter-on-the-eu-ris--63250702tag:soundcloud,2010:tracks/1978720651Tue, 10 Dec 2024 08:49:01 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Frank Herring and Simon Lovegrove continue their discussion on the EU Retail Investment Strategy and focus this time on ESMA’s and EIOPA’s recent letter which included comments...534falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-11-uk-sdr-naming-and-marketing-rules--63239932tag:soundcloud,2010:tracks/1977687791Mon, 09 Dec 2024 00:00:00 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Haney Saadah, Matthew Gregory and Simon Lovegrove discuss the FCA’s ‘naming and marketing’ rules under the Sustainability Disclosure Requirements. These rules came into force...591falsefullhttps://www.spreaker.com/episode/fca-market-watch-81-on-transaction-reporting-some-key-takeaways--63141906tag:soundcloud,2010:tracks/1973341067Wed, 04 Dec 2024 00:00:00 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the FCA’s recently published Market Watch 81, which sets out some observations from the regulator’s supervision of the transaction...576falsefullhttps://www.spreaker.com/episode/inside-investigations-ep-5-investigations-and-enforcement-trends-in-the-middle-east--63001713tag:soundcloud,2010:tracks/1966594487Mon, 25 Nov 2024 00:00:00 +0000Norton Rose FulbrightWith the rise in investigations across the Middle East and the increasingly rigorous and pro-active enforcement appetite of the regulators, it is important to carefully and strategically to mitigate risk. This Podcast episode will provide an...1191falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-10-uk-fca-s-recent-work-on-non-financial-misconduct--62813064tag:soundcloud,2010:tracks/1961859107Tue, 19 Nov 2024 00:00:00 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Hannah Meakin, Lucy Dodson, Rebecca Dulieu and Simon Lovegrove discuss the UK Financial Conduct Authority’s recent work on non-financial misconduct and its impact on the UK...1206falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-issue-13-uk-consumer-duty-a-new-global-standard-or-an-outlier--62715943tag:soundcloud,2010:tracks/1956927423Wed, 13 Nov 2024 09:09:35 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, we consider the UK Financial Conduct Authority’s Consumer Duty and see if the United States and Australia have already got similar concepts in their frameworks.1943falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-9-eltifs--62703459tag:soundcloud,2010:tracks/1956031487Tue, 12 Nov 2024 10:11:08 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Claire Guilbert and Simon Lovegrove discuss European Long Term Investment Funds and the recent European Commission Delegated Regulation containing regulatory technical...802falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-fca-survey-results-on-non-financial-misconduct--62692044tag:soundcloud,2010:tracks/1955328999Mon, 11 Nov 2024 14:27:02 +0000Norton Rose FulbrightIn February this year the FCA sent a survey to over 1,000 regulated wholesale financial services firms asking a series of questions about incidents of non-financial misconduct recorded by the firms in the years 2021, 2022 and 2023. In this latest...696falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-hmt-consultation-on-bnpl--62692045tag:soundcloud,2010:tracks/1955321887Mon, 11 Nov 2024 00:00:00 +0000Norton Rose FulbrightIn the latest Global Regulation Tomorrow Plus episode, Matthew Gregory, Joe Bamford and Simon Lovegrove discuss some of the key issues concerning HM Treasury’s recent consultation on regulating the buy now pay later sector.1030falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-8-esma-s-guidelines-on-funds-names-using-esg-or-sustainability-related-terms--62664116tag:soundcloud,2010:tracks/1952996743Fri, 08 Nov 2024 00:00:00 +0000Norton Rose FulbrightIn this latest episode of our podcast series, Let’s talk asset management, Cyril Clugnac and Simon Lovegrove discuss the European Securities and Markets Authority’s final guidelines on funds’ names using ESG or sustainability-related terms. The...577falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-17-eu-pfof--62620718tag:soundcloud,2010:tracks/1950009987Tue, 05 Nov 2024 00:00:00 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Floortje Nagelkerke from our Amsterdam office discusses...616falsefullhttps://www.spreaker.com/episode/navigating-communications-part-2-promotional-messages-on-social-media-platforms--62582029tag:soundcloud,2010:tracks/1947287291Fri, 01 Nov 2024 14:00:43 +0000Norton Rose FulbrightIn our latest podcast, our global Financial Services team discusses promotional messages on social media platforms, covering recent regulatory and enforcement developments in the UK, US and Dubai, as well as practical steps that global firms can be...1256falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-16-remit-2--62571091tag:soundcloud,2010:tracks/1946360543Thu, 31 Oct 2024 14:30:07 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Anna Carrier from our Brussels office discusses the recent...1130falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-8-uk-pfof--62489348tag:soundcloud,2010:tracks/1941024315Thu, 24 Oct 2024 14:34:15 +0000Norton Rose FulbrightIn episode 8 of our podcast series, Let’s talk asset management, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss some of the key issues concerning the UK regime for payment for order flow.660falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-6-uk-forbearance-on-investment-trust-disclosure-requirements--62436450tag:soundcloud,2010:tracks/1938612020Mon, 21 Oct 2024 10:16:08 +0000Norton Rose FulbrightIn our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be...736falsefullhttps://www.spreaker.com/episode/navigating-communications-part-1-off-channel-messaging--62384179tag:soundcloud,2010:tracks/1935886121Wed, 16 Oct 2024 11:36:58 +0000Norton Rose FulbrightIn our latest podcast, our global Financial Services team covers recent regulatory and enforcement developments in the UK, US, Australia and Dubai in relation to off-channel messaging, as well as practical steps that global firms can be taking now in...1760falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-6-updated-aifmd-and-nppr-guides--62358040tag:soundcloud,2010:tracks/1934642663Mon, 14 Oct 2024 11:05:57 +0000Norton Rose FulbrightIn episode 6 of our podcast series, Let’s talk asset management, Claire Guilbert discusses our recently updated AIFMD and NPPR guides. She also touches on the AIFMD passport and national private placement regime in Luxembourg. Our AIFMD guide looks...1011falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-issue-12-aml-update--62301529tag:soundcloud,2010:tracks/1931734829Wed, 09 Oct 2024 15:57:58 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, we consider developments in anti-money laundering regulation in Australia, United Kingdom, Singapore and the United States.2223falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-insights-series-episode-15-poland-s-approach-to-micar--62272486tag:soundcloud,2010:tracks/1930491791Mon, 07 Oct 2024 16:06:45 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Agnieszka Braciszewska and Marta Kawecka from our Warsaw...773falsefullhttps://www.spreaker.com/episode/inside-investigations-ep-4-privilege-key-considerations-during-an-investigation--62101721tag:soundcloud,2010:tracks/1923206045Wed, 25 Sep 2024 10:45:56 +0000Norton Rose FulbrightIn our fourth episode of the Inside Investigations podcast series, Thomas Hubbard (Senior Associate, Investigations, Enforcement and Compliance team, Norton Rose Fulbright LLP, London) continues the discussion on privilege in investigations with...798falsefullhttps://www.spreaker.com/episode/episode-5-m-a-bhca-issues-for-bank-investments--61321875tag:soundcloud,2010:tracks/1913693330Tue, 10 Sep 2024 09:42:41 +0000Norton Rose FulbrightIn this episode, we take a fresh look at the longstanding issues for non-US bank proprietary investments under the US Bank Holding Company Act (BHCA). Tom Delaney, a financial services partner based in our Washington D.C. office interviews Tim Byrne,...553falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-5-the-updated-q-as-on-sfdr-key-issues-for-fund-managers--61311455tag:soundcloud,2010:tracks/1913161322Mon, 09 Sep 2024 15:11:16 +0000Norton Rose FulbrightIn our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be...682falsefullhttps://www.spreaker.com/episode/emea-podcast-rt-investigations-ep3-privilege-part-1--61261448tag:soundcloud,2010:tracks/1910042378Wed, 04 Sep 2024 11:47:23 +0000Norton Rose FulbrightEMEA Podcast RT Investigations Ep3 Privilege Part 1 by NRF Regulation Tomorrow Podcast868falsefullhttps://www.spreaker.com/episode/inside-investigations-episode-3-privilege-part-1--62177425tag:soundcloud,2010:tracks/1926889514Wed, 28 Aug 2024 00:00:00 +0000Norton Rose FulbrightInside investigations: Episode 3 | Privilege Part 1 by NRF Regulation Tomorrow Podcast868falsefullhttps://www.spreaker.com/episode/new-public-offers-and-admissions-to-trading-regime--61051110tag:soundcloud,2010:tracks/1898315676Fri, 16 Aug 2024 09:28:01 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin, Matthew Gregory and Anita Edwards discuss FCA Consultation Paper 24/13 which sets out the new Public Offers and Admissions to Trading Regime.832falsefullhttps://www.spreaker.com/episode/pra-cp11-24-international-firms-updates-to-ss5-21-and-branch-reporting--61036050tag:soundcloud,2010:tracks/1897600461Thu, 15 Aug 2024 10:19:38 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss PRA Consultation Paper 11/24, which sets out proposals updating the regulator’s approach to international banks.726falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-4-new-uk-investment-research-rules--61024321tag:soundcloud,2010:tracks/1897018773Wed, 14 Aug 2024 10:29:09 +0000Norton Rose FulbrightIn our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be...747falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-3-retail-investment-strategy--61015906tag:soundcloud,2010:tracks/1896541827Tue, 13 Aug 2024 15:22:18 +0000Norton Rose FulbrightIn our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be...838falsefullhttps://www.spreaker.com/episode/the-fca-s-call-for-input-on-review-of-its-rules-in-light-of-the-consumer-duty--60937420tag:soundcloud,2010:tracks/1890292938Tue, 06 Aug 2024 13:54:11 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Partner Matthew Gregory and Senior Associate Joe Bamford share their thoughts on the FCA’s recently launched call for input on its review of its requirements following the introduction of the...468falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-2-netherlands-spotlight--60935998tag:soundcloud,2010:tracks/1890187116Tue, 06 Aug 2024 11:03:18 +0000Norton Rose FulbrightIn our podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be able...985falsefullhttps://www.spreaker.com/episode/let-s-talk-asset-management-episode-1-uae-spotlight--60935997tag:soundcloud,2010:tracks/1890186396Tue, 06 Aug 2024 11:01:09 +0000Norton Rose FulbrightIn our new podcast series, Let’s talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset management sector. By doing this, listeners will be...787falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-new-emea-regulatory-insights-podcast-episode-italy--60923861tag:soundcloud,2010:tracks/1889174127Mon, 05 Aug 2024 08:50:20 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Maria Beatrice Gilesi from our Milan office discusses Italy’s...871falsefullhttps://www.spreaker.com/episode/inside-investigations-episode-2-the-rise-of-dawn-raids--60719410tag:soundcloud,2010:tracks/1873965120Wed, 17 Jul 2024 15:26:37 +0000Norton Rose FulbrightIn this episode, we look at what is driving the increase in dawn raids across the UK, EU and US, and what organisations can do to best prepare.869falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-de-i-series-non-financial-misconduct--60707380tag:soundcloud,2010:tracks/1873147980Tue, 16 Jul 2024 13:54:47 +0000Norton Rose FulbrightIn the sixth podcast in our DE&I series, Jonathan Herbst, Katie Stephen, Rebecca Dulieu and Simon Lovegrove discuss non-financial misconduct including previous FCA enforcement action, the FCA’s proposals in CP23/20 and the practical steps that...1010falsefullhttps://www.spreaker.com/episode/new-emea-regulatory-insights-podcast-episode-australia--60590405tag:soundcloud,2010:tracks/1861864302Wed, 03 Jul 2024 15:09:26 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode James Morris from our Sydney office discuss recent regulatory...1656falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-30-june-2024-micar-s-first-milestone--60577812tag:soundcloud,2010:tracks/1860899010Tue, 02 Jul 2024 12:23:02 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Anna Carrier, Nikolai de Koning and Sebastien Praicheux discuss the first milestone of Regulation (EU) 2023/1114 on Markets in Crypto-assets (MiCAR). MiCAR establishes a regime for the regulation...1277falsefullhttps://www.spreaker.com/episode/risks-redefined-the-uk-general-election-compliance-considerations-for-financial-services-firms--60536573tag:soundcloud,2010:tracks/1858424859Fri, 28 Jun 2024 08:22:09 +0000Norton Rose FulbrightIn the first episode of our podcast series, Risks Redefined, brought to you by the Risk Advisory team, Hannah Meakin and Haney Saadah discuss the upcoming UK general election and what this will mean for firms with regards to compliance, in both the...636falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-what-does-the-general-election-mean-for-financial-services--60514235tag:soundcloud,2010:tracks/1857051423Wed, 26 Jun 2024 09:28:45 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst and Glen Hall discuss what it is like for a new government taking office and, from a financial services perspective, some of the key points arising out of the manifestos and some...614falsefullhttps://www.spreaker.com/episode/inside-investigations-episode-1-the-early-stages-of-an-investigation--60423200tag:soundcloud,2010:tracks/1850978748Tue, 18 Jun 2024 12:59:16 +0000Norton Rose FulbrightWhat are the essential first steps of an investigation? We discuss the key priorities at the start of an investigation, and provide insight into how best to structure and plan an investigation effectively.1255falsefullhttps://www.spreaker.com/episode/new-split-the-difference-podcast-the-eu-dlt-pilot-regime-and-the-uk-digital-securities-sandbox--60358968tag:soundcloud,2010:tracks/1845454833Wed, 12 Jun 2024 07:35:15 +0000Norton Rose FulbrightOur podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets space. In the latest episode, Hannah Meakin, Anna Carrier and Simon Lovegrove explore the differences between the EU DLT Pilot Regime...1757falsefullhttps://www.spreaker.com/episode/risk-and-resilience-episode-4-crd-vi-future-impact-on-bank-reorganisations--60298419tag:soundcloud,2010:tracks/1839666408Thu, 06 Jun 2024 11:15:38 +0000Norton Rose FulbrightRisk and Resilience: Episode 4: CRD VI | Future impact on bank reorganisations by NRF Regulation Tomorrow Podcast376falsefullhttps://www.spreaker.com/episode/consumer-duty-the-annual-governing-body-report--60222020tag:soundcloud,2010:tracks/1833732018Thu, 30 May 2024 14:34:10 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford, Hishaam Khan and Anita Edwards discuss the first annual governing body report, and the governing body’s obligations with respect to it, under the FCA’s Consumer Duty...415falsefullhttps://www.spreaker.com/episode/the-overseas-funds-regime-an-update--60207746tag:soundcloud,2010:tracks/1832827524Wed, 29 May 2024 11:03:58 +0000Norton Rose FulbrightIn the latest in our series of Global Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Claire Guilbert, Uzmah Yunis and Anita Edwards discuss the key practical points firms should be considering following...740falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-fca-s-anti-greenwashing-guidance--60131073tag:soundcloud,2010:tracks/1827675816Wed, 22 May 2024 09:43:58 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast we focus on the FCA’s finalised guidance on the new anti-greenwashing rule. We consider the scope of the new rule, the key differences between the finalised guidance and that consulted on, some...745falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-uk-review-and-horizon-scanning--60110916tag:soundcloud,2010:tracks/1826851107Tue, 21 May 2024 10:23:03 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast the financial services knowledge team – Simon Lovegrove, Anita Edwards and Catherine Pluck – provide a review of recent UK regulatory developments and share their thoughts as to what is on the horizon.1358falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-regulatory-insights-series-uae--60110446tag:soundcloud,2010:tracks/1826825100Tue, 21 May 2024 09:27:27 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Matthew Shanahan, Karl Masi, Hasanali Pirbhai from our Dubai...1633falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-fca-cp24-7-on-payment-optionality-for-investment-research--59705034tag:soundcloud,2010:tracks/1810488438Mon, 29 Apr 2024 16:35:31 +0000Norton Rose FulbrightIn our latest Global Regulation Tomorrow Plus podcast, Partner Jonathan Herbst and Of Counsel Uzmah Yunis share their thoughts on the FCA’s recent consultation paper on payment optionality for investment research. Mark Highman, a financial services...955falsefullhttps://www.spreaker.com/episode/financial-services-regulation-and-investment-research-regulation-around-the-world--59612971tag:soundcloud,2010:tracks/1806042090Tue, 23 Apr 2024 10:04:07 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, we discuss the latest financial services regulatory developments concerning investment research in the UK and EU. We then consider the US regulatory regime for investment research and key issues...1995falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-the-fos-s-motor-finance-decisions--59530088tag:soundcloud,2010:tracks/1803015000Thu, 18 Apr 2024 16:17:38 +0000Norton Rose FulbrightIn the second in our series of Regulation Tomorrow Plus podcasts on the FCA’s intervention in the motor finance sector, we take a detailed look at the Financial Ombudsman Service (FOS)’s decisions upholding specific complaints in relation to...995falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-fca-cp23-24-on-capital-deduction-for-redress-for-personal-investment-firms--59471062tag:soundcloud,2010:tracks/1801090728Mon, 15 Apr 2024 13:40:39 +0000Norton Rose FulbrightIn our latest podcast, Partner Matthew Gregory is joined by Senior Associate Joe Bamford, both of whom specialise in retail conduct, to discuss the FCA’s consultation (CP23/24) on changes to the capital requirements for personal investment firms, with...737falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-de-i-series-inclusivity--59389123tag:soundcloud,2010:tracks/1797563464Wed, 10 Apr 2024 09:59:58 +0000Norton Rose FulbrightIn the fifth podcast in our DE&I series, Simon Lovegrove, Hannah Meakin and Hannah McAslan-Schaaf are joined by Alasdair Scott from GP Strategies to discuss inclusivity, how well contributions, presence, and perspectives of different groups of...801falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-regulatory-insights-series-hong-kong--59340565tag:soundcloud,2010:tracks/1795785634Mon, 08 Apr 2024 08:55:20 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Etelka Bogardi from our Hong Kong office discusses recent...803falsefullhttps://www.spreaker.com/episode/risk-and-resilience-episode-3-m-a-fraud--59277968tag:soundcloud,2010:tracks/1791694156Wed, 03 Apr 2024 14:49:44 +0000Norton Rose FulbrightIn this episode, we focus on fraud and specifically on key recent developments that banks and other financial sector firms should have on their radar as part of their risk management in this area.434falsefullhttps://www.spreaker.com/episode/split-the-difference-european-market-infrastructure-regulation-emir--59110664tag:soundcloud,2010:tracks/1779728205Wed, 20 Mar 2024 10:07:46 +0000Norton Rose FulbrightOur podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets space. In the latest episode, Hannah Meakin, Anna Carrier, Georgia Karamani, Floortje Nagelkerke and Simon Lovegrove explore EMIR 3.0...1115falsefullhttps://www.spreaker.com/episode/decisions-decoded-the-latest-london-capital-finance-plc-decision--58956880tag:soundcloud,2010:tracks/1767859656Thu, 07 Mar 2024 11:41:33 +0000Norton Rose FulbrightIn the latest episode of our Decisions Decoded series, we discuss the key points from the Final Notice issued against Floris Huisamen, former director of London Capital & Finance plc (LCF), with the remit for Risk and Compliance. In terms of...844falsefullhttps://www.spreaker.com/episode/risk-and-resilience-episode-2-m-a-correspondent-banking-arrangements--58874808tag:soundcloud,2010:tracks/1760986908Thu, 29 Feb 2024 10:49:39 +0000Norton Rose FulbrightIn this episode, we focus on M&A and specifically on correspondent banking arrangements.316falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-regulatory-insights-series-germany--58740830https://api.spreaker.com/episode/58740830Mon, 19 Feb 2024 14:52:10 +0000Norton Rose Fulbright826falsefullhttps://www.spreaker.com/episode/global-regulation-tomorrow-plus-emea-regulatory-insights-series-germany--58874809tag:soundcloud,2010:tracks/1749075084Fri, 16 Feb 2024 17:13:42 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Michael Born from our Frankfurt office discuss recent German...826falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-fca-intervention-in-the-motor-finance-sector--58874810tag:soundcloud,2010:tracks/1748111385Thu, 15 Feb 2024 16:34:05 +0000Norton Rose FulbrightIn this latest Regulation Tomorrow Plus podcast we consider the FCA’s recent intervention in the motor finance sector including the action that firms will need to take.908falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-submitting-better-sars-a-guide-for-mlros-and-in-house-teams--58583127https://api.spreaker.com/episode/58583127Tue, 06 Feb 2024 08:24:07 +0000Norton Rose Fulbright1461falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-fca-motor-finance-sector--58576476POCA), in particular how to draft and submit good quality suspicious activity reports. The podcast aims to assist MLROs, nominated officers and other relevant functions, such as in house legal counsel and compliance officers, to fulfil their obligations under POCA.]]>https://api.spreaker.com/episode/58576476Mon, 05 Feb 2024 16:20:13 +0000Norton Rose FulbrightIn our latest podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Senior Associate Rebecca Dulieu and Associate Lizzie Cox, both of whom specialise in regulatory investigations and enforcement, to discuss reporting obligations under the...POCA), in particular how to draft and submit good quality suspicious activity reports. The podcast aims to assist MLROs, nominated officers and other relevant functions, such as in house legal counsel and compliance officers, to fulfil their obligations under POCA.]]>908falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-submitting-better-sars-a-guide-for-mlros-and-in-house-teams--58874811tag:soundcloud,2010:tracks/1738474017Mon, 05 Feb 2024 13:58:24 +0000Norton Rose FulbrightIn our latest podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Senior Associate Rebecca Dulieu and Associate Lizzie Cox, both of whom specialise in regulatory investigations and enforcement, to discuss reporting obligations under the...1461falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-insights-series-uk--58535097https://api.spreaker.com/episode/58535097Thu, 01 Feb 2024 17:21:57 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Hannah Meakin and Matthew Gregory from our London office...750falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-emea-regulatory-insights-series-uk--58874812tag:soundcloud,2010:tracks/1734150744Thu, 01 Feb 2024 11:15:16 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market. In this latest episode Hannah Meakin and Matthew Gregory from our London office...750falsefullhttps://www.spreaker.com/episode/episode-1-m-a-no-creditor-worse-off-principle--58512312tag:soundcloud,2010:tracks/1733132628Wed, 31 Jan 2024 12:15:39 +0000Norton Rose FulbrightIn this episode, we focus on M&A and specifically on the No Creditor Worse Off (or NCWO) principle in the context of Bank M&A in a resolution scenario.265falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-emea-regulatory-insights-series-2024-horizon-scanning-apac--58130078tag:soundcloud,2010:tracks/1700849562Wed, 27 Dec 2023 12:35:39 +0000Norton Rose FulbrightIn this latest episode of our EMEA regulatory insights series colleagues from Australia, Hong Kong, and Singapore provide their thoughts and insights on what 2024 holds from a financial services regulatory perspective.1841falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-emea-regulatory-insights-series-2024-horizon-scanning-uae--58130076tag:soundcloud,2010:tracks/1700842527Wed, 27 Dec 2023 12:30:45 +0000Norton Rose FulbrightIn this latest episode of our EMEA regulatory insights series colleagues from Dubai provide their thoughts and insights on what 2024 holds for the UAE from a financial services regulatory perspective.768falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-emea-regulatory-insights-series-2024-horizon-scanning-eu--58129813tag:soundcloud,2010:tracks/1700830302Wed, 27 Dec 2023 12:13:27 +0000Norton Rose FulbrightIn this latest episode of our EMEA regulatory insights series colleagues from Brussels, Netherlands, Germany, France and Luxembourg provide their thoughts and insights on what 2024 holds from a financial services regulatory perspective.3160falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-fca-cp23-27-on-commodity-derivatives-regulatory-reform--58047175tag:soundcloud,2010:tracks/1693335801Mon, 18 Dec 2023 13:59:06 +0000Norton Rose FulbrightIn this episode of Regulation Tomorrow Plus, Jonathan Herbst, Hannah Meakin, Georgia Karamani and Anita Edwards discuss the FCA's recent consultation on reforming the commodity derivatives regulatory framework.993falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-de-i-series-data-protection--57862847tag:soundcloud,2010:tracks/1678256547Thu, 30 Nov 2023 11:41:56 +0000Norton Rose FulbrightIn the fourth podcast in our DE&I series, Hannah McAslan-Schaaf and Lara White discuss the data protection aspects of the FCA’s recent consultation paper on diversity and inclusion1101falsefullhttps://www.spreaker.com/episode/decisions-decoded-lessons-from-enforcement-in-relation-to-cyber-incidents--57780149tag:soundcloud,2010:tracks/1672519848Thu, 23 Nov 2023 11:07:08 +0000Norton Rose FulbrightLast month the FCA announced that it had fined Equifax Limited £11,164,400 for failing to manage and monitor the security of UK consumer data it had transferred to its parent company based in the US, Equifax Inc, for processing. In our latest podcast...582falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-emea-regulatory-insights-series-australia--57763114tag:soundcloud,2010:tracks/1671695091Wed, 22 Nov 2023 11:24:27 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this third episode James Morris from our Sydney office discuss what they are seeing in the...987falsefullhttps://www.spreaker.com/episode/decisions-decoded-key-takeaways-from-the-latest-aml-enforcement-decision--57578834tag:soundcloud,2010:tracks/1660796937Thu, 09 Nov 2023 14:17:05 +0000Norton Rose FulbrightThis podcast is the first in our new series, Decisions Decoded, focussing on decisions and themes in regulatory investigations and enforcement. In this episode, Senior Knowledge Lawyer Catherine Pluck talks to Financial Services Partner Katie Stephen...826falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-hmt-final-proposals-for-uk-cryptoasset-regulation--57559802tag:soundcloud,2010:tracks/1659543957Wed, 08 Nov 2023 12:28:53 +0000Norton Rose FulbrightOn 30 October 2023, HM Treasury (HMT) published its final proposals for the future financial services regulatory regime for cryptoassets in the UK, comprising two responses to consultations and a policy paper. In this latest Regulation Tomorrow Plus...1377falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-consumer-duty-and-esg--57406126tag:soundcloud,2010:tracks/1650585816Fri, 27 Oct 2023 10:14:03 +0000Norton Rose FulbrightIn our latest Regulation Tomorrow Plus podcast Matthew Gregory and Simon Lovegrove discuss the Consumer Duty and ESG.626falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-emea-regulatory-insights-series-uae--57378750tag:soundcloud,2010:tracks/1648907985Wed, 25 Oct 2023 09:33:46 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this second episode Matthew Shanahan and Hasanali Pirbhai from our Dubai office discuss...1259falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-de-i-series-d-i-and-individual-accountability--57369723tag:soundcloud,2010:tracks/1648306248Tue, 24 Oct 2023 15:58:17 +0000Norton Rose FulbrightIn the third podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf cover the interplay between the regulatory focus on diversity and inclusion and individual accountability.650falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-de-i-series-what-should-firms-be-doing-now--57323766tag:soundcloud,2010:tracks/1645489965Fri, 20 Oct 2023 16:31:03 +0000Norton Rose FulbrightIn the second podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf discuss what firms should be doing in light of the FCA and PRA consultation papers on diversity and inclusion.772falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-esg--57267271tag:soundcloud,2010:tracks/1642613448Tue, 17 Oct 2023 08:15:59 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, our financial services lawyers and risk consulting team from the United Kingdom, Singapore, the Netherlands and the UAE discuss the latest financial services regulatory developments concerning ESG.2680falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-de-i-series-the-regulators-recent-consultations-the-key-requirements--57178020tag:soundcloud,2010:tracks/1636608318Tue, 10 Oct 2023 12:12:38 +0000Norton Rose FulbrightIn the first podcast in our DE&I series, Jonathan Herbst, Hannah Meakin and Hannah MacAslan-Schaaf provide an overview of the recent FCA and PRA consultation papers on diversity and inclusion.799falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-split-the-difference-post-brexit-landscape-and-equivalence--57087743tag:soundcloud,2010:tracks/1633164792Thu, 05 Oct 2023 14:38:07 +0000Norton Rose FulbrightIn the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke and Anna Carrier discuss the...1469falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-the-consumer-duty-and-our-new-pathfinder-tool--56976256tag:soundcloud,2010:tracks/1627485627Thu, 28 Sep 2023 12:12:30 +0000Norton Rose FulbrightIn our latest Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards discuss the Consumer Duty, which is now in force for all on-sale products and services, and our new Pathfinder tool which has been developed to help firms...604falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-fca-policy-statement-on-the-new-financial-promotions-gateway-ps23-13--56923809tag:soundcloud,2010:tracks/1624856727Mon, 25 Sep 2023 10:27:05 +0000Norton Rose FulbrightOn 12 September 2023, the FCA published policy statement PS23/13 on the new regulatory gateway for firms that approve financial promotions. In this latest Regulation Tomorrow Plus podcast, Hannah Meakin, Georgia Jones and Anita Edwards discuss the...769falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-emea-regulatory-insights-series-netherlands--56866428tag:soundcloud,2010:tracks/1620644745Wed, 20 Sep 2023 09:31:35 +0000Norton Rose FulbrightIn our EMEA regulatory insights series colleagues from our EMEA offices provide an update on the key regulatory issues they are seeing in their local market. In this first episode Floortje Nagelkerke and Nikolai de Koning from our Amsterdam office...2082falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-access-to-cash--56853156tag:soundcloud,2010:tracks/1619935614Tue, 19 Sep 2023 11:21:04 +0000Norton Rose FulbrightThe Financial Services and Markets Act 2023 introduces a requirement for the FCA to exercise new functions for the purpose of “seeking to ensure reasonable provision of cash access services in the United Kingdom, or a part of the United Kingdom”. In...522falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-firms-obligations-to-record-and-retain-communications-under-uk-remit--56852449tag:soundcloud,2010:tracks/1619935014Tue, 19 Sep 2023 11:20:00 +0000Norton Rose FulbrightIn this Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the obligations that firms have under UK REMIT to record and retain communications relating to their trading in wholesale energy products, in light of a...558falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-fca-portfolio-letter-to-principal-trading-firms--56647559tag:soundcloud,2010:tracks/1604984757Thu, 31 Aug 2023 10:54:58 +0000Norton Rose FulbrightOn 4 August 2023, the FCA published a letter it had sent to the CEOs of firms categorised as ‘principal trading firms’, setting out its strategy for supervising these firms. In this latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah...628falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-culture-recent-developments-and-practical-steps--56646906tag:soundcloud,2010:tracks/1604947476Thu, 31 Aug 2023 09:35:02 +0000Norton Rose FulbrightIn our latest Regulation Tomorrow Plus podcast, Senior Knowledge Lawyer Catherine Pluck is joined by London Financial Services partners Jonathan Herbst and Katie Stephen, who discuss some recent regulatory developments in relation to culture, as well...864falsefullhttps://www.spreaker.com/episode/split-the-difference-consolidated-tape--56566395tag:soundcloud,2010:tracks/1599319608Wed, 23 Aug 2023 10:48:07 +0000Norton Rose FulbrightIn the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke, Anna Carrier and Catherine...1300falsefullhttps://www.spreaker.com/episode/split-the-difference-regulatory-approach-to-branches--56265313tag:soundcloud,2010:tracks/1576754750Fri, 28 Jul 2023 15:59:01 +0000Norton Rose FulbrightIn the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Floortje Nagelkerke explore the regulatory approach to branches1571falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-mansion-house-speech-key-takeaways--56129108tag:soundcloud,2010:tracks/1567277245Mon, 17 Jul 2023 15:45:48 +0000Norton Rose FulbrightIn our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, who share their views on the key takeaways from the...866falsefullhttps://www.spreaker.com/episode/pra-consultation-on-solvent-exit-planning-for-non-systemic-banks-and-building-societies-cp10-23--56099608tag:soundcloud,2010:tracks/1564783393Fri, 14 Jul 2023 09:20:50 +0000Norton Rose FulbrightOn 28 June 2023, the Prudential Regulation Authority (PRA) published Consultation Paper 10/23 setting out proposals for non-systemic banks and building societies in the UK to prepare, as part of their business-as-usual activities, for an orderly...684falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-recovery-and-resolution--56027454https://api.spreaker.com/episode/56027454Fri, 07 Jul 2023 14:44:52 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, our financial services lawyers and government relations team from the United States, Brussels and the United Kingdom discuss the latest regulatory developments concerning recovery and resolution.1435falsefullhttps://www.spreaker.com/episode/recovery-and-resolution-regulation-around-the-world--56027215tag:soundcloud,2010:tracks/1558279741Fri, 07 Jul 2023 10:24:32 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, our financial services lawyers and government relations team from the United States, Brussels and the United Kingdom discuss the latest regulatory developments concerning recovery and resolution.1435falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-fca-policy-statement-on-cryptoasset-financial-promotions--54456543tag:soundcloud,2010:tracks/1541762143Fri, 16 Jun 2023 09:19:01 +0000Norton Rose FulbrightOn 7 June 2023, the government published The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2023 which is the statutory instrument which extends the scope of the UK’s financial promotion regime to cover cryptoassets....955falsefullhttps://www.spreaker.com/episode/split-the-difference-markets-in-eu-and-uk-equity-secondary-markets--54138913tag:soundcloud,2010:tracks/1534103230Thu, 08 Jun 2023 13:00:07 +0000Norton Rose FulbrightIn the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Jonathan Herbst, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the FCA’s...1204falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-esg-insight-series--54063840tag:soundcloud,2010:tracks/1527655816Thu, 01 Jun 2023 10:05:58 +0000Norton Rose FulbrightIn the second of our financial services ESG insight series, Haney Saadah covers three recent Regulation Tomorrow blogs that caught his eye: the Bank of England report on climate-related risks and the regulatory capital frameworks, the Green Claims...487falsefullhttps://www.spreaker.com/episode/mou-establishing-a-framework-for-eu-uk-financial-services-regulatory-cooperation--53997347tag:soundcloud,2010:tracks/1522486711Thu, 25 May 2023 15:14:39 +0000Norton Rose FulbrightIn this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a framework for financial services regulatory cooperation between the EU and the UK.588falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-aml-key-themes-for-firms-from-recent-enforcement--53960450tag:soundcloud,2010:tracks/1519858525Mon, 22 May 2023 15:57:31 +0000Norton Rose FulbrightIn our latest RT Plus Podcast, Senior Knowledge Lawyer Catherine Pluck is joined by Counsel Joe Smallshaw and Associate Lizzie Cox, both of whom specialise in regulatory investigations and enforcement, to discuss some of the key themes arising from...923falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-asset-management-series-the-role-of-depositaries--53871859tag:soundcloud,2010:tracks/1514644990Mon, 15 May 2023 14:12:20 +0000Norton Rose FulbrightIn the third in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss the role of depositaries in the sector and the FCA's proposals for reform.811falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-asset-management-series-the-role-of-host-afms-and-appointed-representatives--53789859tag:soundcloud,2010:tracks/1510115368Tue, 09 May 2023 10:43:39 +0000Norton Rose FulbrightIn the second in our series of Regulation Tomorrow podcasts on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss potential reforms to the way regulatory hosting structures are used in the sector.1205falsefullhttps://www.spreaker.com/episode/split-the-difference-podcast-markets-in-eu-and-uk-recent-and-upcoming-changes-to-emir--53626870tag:soundcloud,2010:tracks/1499078545Mon, 24 Apr 2023 09:09:42 +0000Norton Rose FulbrightIn the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Floortje Nagelkerke, Hannah Meakin, Anna Carrier, Lucy Axford and Simon Lovegrove discuss the recent...1403falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-asset-management-series-macro-themes-from-fca-discussion-paper-dp232--53571185https://api.spreaker.com/episode/53571185Tue, 18 Apr 2023 14:16:47 +0000Norton Rose FulbrightIn the first in our series of Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss some of the macro-themes arising from the FCA's recent discussion paper,...1044falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-edinburgh-reforms-the-government-s-plan-to-revoke-the-priips-regulation--53524707tag:soundcloud,2010:tracks/1491484045Thu, 13 Apr 2023 12:54:41 +0000Norton Rose FulbrightIn this podcast, Matthew Gregory is joined by Claudia Trauffler (Head of Capital Markets, HM Treasury) who discusses the Government’s plans to revoke the PRIIPs Regulation and UK retain disclosure reform generally.1167falsefullhttps://www.spreaker.com/episode/new-regulation-tomorrow-podcast-edinburgh-reforms-series-smcr--53438724tag:soundcloud,2010:tracks/1484809555Tue, 04 Apr 2023 10:38:44 +0000Norton Rose FulbrightIn our latest podcast Simon Lovegrove, Matthew Gregory and Hannah Meakin discuss two important new papers implementing one of the Edinburgh Reforms, which is to conduct a review of the UK’s Senior Managers and Certification Regime.809falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-esg-insight-series-what-are-we-seeing-in-the-market--53310850tag:soundcloud,2010:tracks/1475688367Thu, 23 Mar 2023 13:41:45 +0000Norton Rose FulbrightIn the first of our financial services ESG insight series, Haney Saadah discusses what he is seeing in the market and some of the key ESG pressure points from a regulatory perspective.349falsefullhttps://www.spreaker.com/episode/beneficial-ownership-registers-regulation-around-the-world--53199266tag:soundcloud,2010:tracks/1468809883Tue, 14 Mar 2023 17:23:19 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, our financial services lawyers from the United States, Australia and the Netherlands discuss the latest regulatory developments concerning beneficial ownership registers.3032falsefullhttps://www.spreaker.com/episode/split-the-difference-markets-in-eu-and-uk-cryptoassets--53133668tag:soundcloud,2010:tracks/1464058621Wed, 08 Mar 2023 11:56:33 +0000Norton Rose FulbrightIn the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Albert Weatherill, Floortje Nagelkerke and Anna Carrier explore some of the markets...2060falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-podcast-hm-treasury-final-consultation-on-the-regulation-of-bnpl-products--52799407tag:soundcloud,2010:tracks/1451907148Tue, 21 Feb 2023 09:48:38 +0000Norton Rose FulbrightIn this podcast, Matthew Gregory and Simon Lovegrove discuss HM Treasury’s final consultation on the proposed legislative changes to bring currently unregulated buy-now-pay-later products into scope of the UK Consumer Credit Act 1974, and FCA regulation.769falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-split-the-difference-markets-in-eu-and-uk-the-trading-venue-perimeter--52680753tag:soundcloud,2010:tracks/1443107653Thu, 09 Feb 2023 11:46:41 +0000Norton Rose FulbrightIn the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Anna Carrier discuss ESMA’s recent opinion on the trading venue...1463falsefullhttps://www.spreaker.com/episode/rt-plus-hm-treasury-consults-on-the-uk-s-financial-services-regime-for-cryptoassets--52672991tag:soundcloud,2010:tracks/1442577145Wed, 08 Feb 2023 17:39:42 +0000Norton Rose FulbrightOn 1 February 2023, HM Treasury issued its latest proposals for the UK’s financial services regime for cryptoassets. It also issued a policy statement on its approach to the regulation of cryptoasset financial promotions. In this podcast Jonathan...658falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-the-consumer-duty-series-fca-review-of-firms-implementation-plans--52627381tag:soundcloud,2010:tracks/1439030392Fri, 03 Feb 2023 14:03:47 +0000Norton Rose FulbrightIn this episode, Matthew Gregory and Simon Lovegrove discuss the FCA’s findings following its review of larger fixed firms’ Consumer Duty implementation plans. In particular, they consider the good and poor practice that the FCA has highlighted and...678falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-hm-treasury-consults-on-the-uk-s-financial-services-regime-for-cryptoassets--52616226https://api.spreaker.com/episode/52616226Thu, 02 Feb 2023 15:27:04 +0000Norton Rose FulbrightOn 1 February 2023, HM Treasury issued its latest proposals for the UK’s financial services regime for cryptoassets. It also issued a policy statement on its approach to the regulation of cryptoasset financial promotions. In this podcast Jonathan...658falsefullhttps://www.spreaker.com/episode/edinburgh-reforms-ring-fencing--52603657https://api.spreaker.com/episode/52603657Wed, 01 Feb 2023 10:39:47 +0000Norton Rose FulbrightIn this podcast Simon Lovegrove and Jochen Vester cover the government’s proposals so far for reforming the UK’s ring fencing regime.445falsefullhttps://www.spreaker.com/episode/edinburgh-reforms-hm-treasury-policy-statement-and-retained-eu-financial-services-law--52563129https://api.spreaker.com/episode/52563129Fri, 27 Jan 2023 17:45:43 +0000Norton Rose FulbrightIn this podcast Simon Lovegrove briefly discusses the Government’s approach to repealing retained EU financial services law as set out in the HM Treasury Policy Statement ‘Building a smarter financial services framework for the UK’.406falsefullhttps://www.spreaker.com/episode/the-edinburgh-reforms-what-do-they-mean-for-markets--52553011tag:soundcloud,2010:tracks/1433003533Thu, 26 Jan 2023 16:28:55 +0000Norton Rose FulbrightIn our latest podcast on the Edinburgh Reforms, Hannah Meakin discusses what the reforms mean from a markets perspective.774falsefullhttps://www.spreaker.com/episode/split-the-difference-markets-in-eu-and-uk-what-we-should-be-expecting-and-hoping-to-see-in-2023--52462413tag:soundcloud,2010:tracks/1426171441Tue, 17 Jan 2023 13:27:32 +0000Norton Rose FulbrightIn our new podcast series, Split the difference, which explores divergence between the EU and UK regimes in the markets space, Jonathan Herbst, Hannah Meakin, Anna Carrier and Floortje Nagelkerke provide an overview of what we should be expecting and...2147falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-cost-of-living-economic-crime-takeaways-for-financial-services-firms--52259435tag:soundcloud,2010:tracks/1408232938Thu, 22 Dec 2022 17:01:53 +0000Norton Rose FulbrightIn this episode of RT Plus, Haney Saadah, Head of Risk Consulting for EMEA, and Risk Advisory Executive Fiona Burke discuss some practical considerations for UK financial services firms in light of the increased cost of living, including in relation...742falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-cost-of-living-economic-crime-takeaways-for-financial-services-firms--52256520tag:soundcloud,2010:tracks/1408003174Thu, 22 Dec 2022 10:53:42 +0000Norton Rose FulbrightIn this episode of RT Plus, Haney Saadah, Head of Risk Consulting for EMEA, and Risk Advisory Executive Fiona Burke discuss some practical considerations for UK financial services firms in light of the increased cost of living, including in relation...742falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-fca-consults-on-new-core-investment-advice-regime--52205703tag:soundcloud,2010:tracks/1404105736Fri, 16 Dec 2022 16:00:06 +0000Norton Rose FulbrightIn this episode of RT Plus, Matthew Gregory and Simon Lovegrove cover some of the key points in the FCA’s recent consultation for a new core investment advice regime.505falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-uk-2022-wrap-up--52204971tag:soundcloud,2010:tracks/1404058936Fri, 16 Dec 2022 14:37:20 +0000Norton Rose FulbrightIn this episode, our London Financial Services & Regulation partners reflect on some of the key UK regulatory themes from the past year and what we expect to come down the track in 2023.245falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-buy-now-pay-later--52173562tag:soundcloud,2010:tracks/1401768601Tue, 13 Dec 2022 12:04:56 +0000Norton Rose FulbrightRegulation Around The World - Buy Now Pay Later by NRF Regulation Tomorrow Podcast1938falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-global-financial-services-conduct-stream-cross-border-funds-distribution--52165675
1. What trends or industry developments are you seeing in your jurisdiction as regards the cross-border distribution of funds?
2. What do you see as the top one or two regulatory issues impacting cross-border funds distribution?
3. Can you say a few words regarding marketing rules in your jurisdiction?
4. Are there any ESG considerations that need to be taken into account when marketing funds cross border?
5. What do you think 2023 holds for the cross-border distribution of funds?]]>tag:soundcloud,2010:tracks/1401203230Mon, 12 Dec 2022 17:10:17 +0000Norton Rose FulbrightIn the second in our global series of regulatory podcasts focusing on conduct issues, financial services partners from Australia, Hong Kong, Luxembourg, Germany, United Kingdom and the United States consider the cross border distribution of funds by...
1. What trends or industry developments are you seeing in your jurisdiction as regards the cross-border distribution of funds?
2. What do you see as the top one or two regulatory issues impacting cross-border funds distribution?
3. Can you say a few words regarding marketing rules in your jurisdiction?
4. Are there any ESG considerations that need to be taken into account when marketing funds cross border?
5. What do you think 2023 holds for the cross-border distribution of funds?]]>5357falsefullhttps://www.spreaker.com/episode/rt-plus-edinburgh-reforms-initial-takeaways--52140322tag:soundcloud,2010:tracks/1399393393Fri, 09 Dec 2022 14:40:47 +0000Norton Rose FulbrightOn 9 December 2022, HM Treasury announced a series of proposals to amend the existing financial services regulatory framework in the UK, referred to as the “Edinburgh Reforms”. In this episode, Jonathan Herbst and Albert Weatherill provide their...389falsefullhttps://www.spreaker.com/episode/global-financial-services-conduct-stream-cross-border-funds-distribution-five-topics-to-consider--52045974
1.What trends or industry developments are you seeing in your jurisdiction as regards the cross-border distribution of funds?
2.What do you see as the top one or two regulatory issues impacting cross-border funds distribution?
3.Can you say a few words regarding marketing rules in your jurisdiction?
4.Are there any ESG considerations that need to be taken into account when marketing funds cross border?
5.What do you think 2023 holds for the cross-border distribution of funds?]]>tag:soundcloud,2010:tracks/1392718672Tue, 29 Nov 2022 15:33:14 +0000Norton Rose FulbrightIn the second in our global series of regulatory podcasts focusing on conduct issues, financial services partners from Australia, Hong Kong, Luxembourg, Germany, United Kingdom and the United States consider the cross border distribution of funds by...
1.What trends or industry developments are you seeing in your jurisdiction as regards the cross-border distribution of funds?
2.What do you see as the top one or two regulatory issues impacting cross-border funds distribution?
3.Can you say a few words regarding marketing rules in your jurisdiction?
4.Are there any ESG considerations that need to be taken into account when marketing funds cross border?
5.What do you think 2023 holds for the cross-border distribution of funds?]]>5060falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-financial-services-and-markets-bill-update--51989866tag:soundcloud,2010:tracks/1388926525Wed, 23 Nov 2022 13:25:30 +0000Norton Rose FulbrightIn this episode of RT Plus on the Financial Services and Markets Bill, Jonathan Herbst provides a general update on the Bill following its passage through the Committee Stage.353falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-the-importance-of-terminology-and-the-s-and-g-parts-of-esg--51989867tag:soundcloud,2010:tracks/1388924587Wed, 23 Nov 2022 13:20:57 +0000Norton Rose FulbrightIn this episode of RT Plus on ESG, Haney Saadah touches on the FCA’s recent consultation paper on sustainability disclosure requirements. He also looks the importance of terminology and why the “S” and “G” parts of ESG are as important as the “E”...666falsefullhttps://www.spreaker.com/episode/rt-plus-the-consumer-duty-series-post-implementation-plan-approval-key-issues-for-firms--51774911tag:soundcloud,2010:tracks/1375584358Thu, 03 Nov 2022 12:50:00 +0000Norton Rose FulbrightIn this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where firm’s should be now, and the key things they need to consider in taking forward their implementation...795falsefullhttps://www.spreaker.com/episode/rt-plus-the-consumer-duty-series-post-implementation-plan-approval-key-issues-for-firms--51774397tag:soundcloud,2010:tracks/1375531711Thu, 03 Nov 2022 11:02:21 +0000Norton Rose FulbrightIn this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where firm’s should be now, and the key things they need to consider in taking forward their implementation...794falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-operational-resilience--51489543tag:soundcloud,2010:tracks/1357971196Thu, 06 Oct 2022 14:57:06 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, members from our global financial services team consider the latest regulatory developments concerning operational resilience in the UK, EU and US.2032falsefullhttps://www.spreaker.com/episode/global-regulation-and-conduct-series-rising-costs-of-living-vulnerable-customers-and-consumer-duty--51395964https://api.spreaker.com/episode/51395964Tue, 27 Sep 2022 13:55:39 +0000Norton Rose FulbrightItaly - In Italy operational resilience requirements are aligned with EU regulatory provisions. More recently the Bank of Italy has focused on cyber security and has adopted a series of supervisory actions to closely monitor the ability of supervised...2671falsefullhttps://www.spreaker.com/episode/global-regulation-and-conduct-series-rising-costs-of-living-vulnerable-customers-and-consumer-duty--51332795tag:soundcloud,2010:tracks/1348133776Wed, 21 Sep 2022 12:27:23 +0000Norton Rose FulbrightIn the first in our global series of regulatory podcasts focusing on conduct issues, financial services partners from Australia, United Kingdom and the United States cover the rising cost of living, vulnerable customers and consumer duty.2671falsefullhttps://www.spreaker.com/episode/rt-plus-politics-of-the-bill--51118904tag:soundcloud,2010:tracks/1336459492Fri, 02 Sep 2022 15:32:28 +0000Norton Rose FulbrightIn this episode of RT Plus on the Financial Services and Markets Bill, Jonathan Herbst and Glenn Hall cover the politics behind the Bill802falsefullhttps://www.spreaker.com/episode/rt-plus-the-consumer-duty-series-implementation-planning--51037415https://www.nortonrosefulbright.com/en/knowledge/publications/b0936dc1/consumer-duty]]>tag:soundcloud,2010:tracks/1331761375Fri, 26 Aug 2022 11:53:07 +0000Norton Rose FulbrightIn this episode, Jonathan Herbst, Matthew Gregory and Iain Hawthorn focus on the fast-approaching 31st October deadline for firms’ management bodies to have approved the implementation plan for the new Consumer Duty. We discuss how firms can prepare...https://www.nortonrosefulbright.com/en/knowledge/publications/b0936dc1/consumer-duty]]>776falsefullhttps://www.spreaker.com/episode/rt-plus-2022-uk-financial-services-and-markets-bill-eu-retained-law--51027407tag:soundcloud,2010:tracks/1331036617Thu, 25 Aug 2022 12:48:02 +0000Norton Rose FulbrightIn the latest episode of our Regulation Tomorrow Plus series covering the Financial Services and Markets Bill, Simon Lovegrove and Emily Stone take a closer look at the provisions on EU retained law.663falsefullhttps://www.spreaker.com/episode/rt-plus-esg-key-regulatory-risks-in-the-uk-and-us-and-practical-steps-to-manage-them--50993591tag:soundcloud,2010:tracks/1328653873Mon, 22 Aug 2022 09:39:24 +0000Norton Rose FulbrightIn our next episode of RT Plus, Katie Stephen, Co-Head of our Contentious Financial Services Group in London, and Celia Cohen, Co-Head of Financial Institutions in the United States, discuss the key regulatory risks for financial services firms in...1252falsefullhttps://www.spreaker.com/episode/rt-plus-2022-uk-financial-services-and-markets-bill-the-provisions-on-financial-promotion--50927629tag:soundcloud,2010:tracks/1325033089Tue, 16 Aug 2022 08:46:34 +0000Norton Rose FulbrightIn our latest episode of RT Plus, Hannah Meakin and Matthew Gregory take a closer look at the provisions on financial promotion in the UK Government’s Financial Services and Markets Bill.740falsefullhttps://www.spreaker.com/episode/rt-plus-beyond-sanctions-key-updates--50860534tag:soundcloud,2010:tracks/1320588448Tue, 09 Aug 2022 08:27:16 +0000Norton Rose FulbrightIn our sixth episode of our Beyond Sanctions series, David Harris, Co-Head of our Contentious Financial Services Group in London, discusses some recent developments in the sanctions landscape for regulated firms, including key points from: (i) the Red...762falsefullhttps://www.spreaker.com/episode/rt-plus-2022-uk-financial-services-and-markets-bill-key-highlights--50851847tag:soundcloud,2010:tracks/1320057001Mon, 08 Aug 2022 13:12:35 +0000Norton Rose FulbrightIn our latest episode of RT Plus, Jonathan Herbst and Hannah Meakin provide a high-level overview of the UK Government’s Financial Services and Markets Bill which was introduced on the 20 July 2022.829falsefullhttps://www.spreaker.com/episode/rt-plus-2022-uk-financial-services-and-markets-bill-a-focus-on-critical-third-parties--50798846tag:soundcloud,2010:tracks/1317033445Wed, 03 Aug 2022 09:52:10 +0000Norton Rose FulbrightIn our latest episode of RT Plus, we explore the UK Government’s recently announced Financial Services and Markets Bill which was introduced on the 20 July 2022. Jonathan Herbst, Hannah Meakin and Albert Weatherill focus specifically on the provisions...714falsefullhttps://www.spreaker.com/episode/rt-plus-the-consumer-duty-series-key-takeaways-from-the-fca-s-policy-statement--50772361tag:soundcloud,2010:tracks/1315658572Mon, 01 Aug 2022 10:19:55 +0000Norton Rose FulbrightIn the latest episode of our Consumer Duty series, Joe Bamford and Iain Hawthorn unpack the key takeaways from the FCA’s policy statement and finalised non-handbook guidance published on 27 July 2022 and summarise immediate next steps for firms.723falsefullhttps://www.spreaker.com/episode/rt-plus-the-consumer-duty-series-monitoring-and-governance-requirements--50715065tag:soundcloud,2010:tracks/1311989869Tue, 26 Jul 2022 11:50:35 +0000Norton Rose FulbrightIn our third episode of our series focusing on the FCA’s new Consumer Duty, Joe Bamford and Iain Hawthorn discuss the importance of monitoring and testing and some practical considerations for firms ahead of the implementation date.518falsefullhttps://www.spreaker.com/episode/rt-plus-the-consumer-duty-series-the-consumer-understanding-outcome--50667084tag:soundcloud,2010:tracks/1309194574Thu, 21 Jul 2022 12:06:56 +0000Norton Rose FulbrightIn our second episode of our series focusing on the FCA’s new Consumer Duty, Matt Gregory is joined by Iain Hawthorn who explore the consumer understanding outcome, what it hopes to achieve and some practical considerations for firms ahead of...804falsefullhttps://www.spreaker.com/episode/regulation-tomorrow-plus-hm-treasury-s-proposals-for-buy-now-pay-later--50417686tag:soundcloud,2010:tracks/1297218574Thu, 30 Jun 2022 12:42:09 +0000Norton Rose FulbrightHM Treasury has published its response to last November’s consultation on bringing buy now pay later businesses within scope of regulation from the Financial Conduct Authority. In this Regulation Tomorrow Podcast, Matthew Gregory, Of Counsel in the...571falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-anti-money-laundering--50290718tag:soundcloud,2010:tracks/1292141293Wed, 22 Jun 2022 10:42:20 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, our financial services partners from the United Kingdom, United States, Europe and Singapore cover the latest regulatory developments concerning anti-money laundering3030falsefullhttps://www.spreaker.com/episode/rt-plus-beyond-sanctions-enforcement--49996930tag:soundcloud,2010:tracks/1277707231Mon, 30 May 2022 09:21:39 +0000Norton Rose FulbrightIn the latest episode of our Beyond Sanctions series, David Harris and Katie Stephen, Co-Heads of our Contentious Financial Services Group in London, discuss some recent developments regarding sanctions enforcement for regulated firms.820falsefullhttps://www.spreaker.com/episode/rt-australia-financial-services-monthly-wrap-up-april--49878204tag:soundcloud,2010:tracks/1272093637Fri, 20 May 2022 15:22:14 +0000Norton Rose FulbrightThe first instalment in our new series, Australia financial services monthly wrap up, is available now to stream and download. In this episode Jon Ireland, Ray Giblett and Timothy Chan discuss some of the key regulatory developments that occurred in...713falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-beyond-sanctions--49829309tag:soundcloud,2010:tracks/1269927244Tue, 17 May 2022 11:02:18 +0000Norton Rose FulbrightIn our latest edition of Regulation Around the World, our financial services partners from the United Kingdom, United States, Luxembourg and Singapore cover some of the latest regulatory developments arising from the sanctions imposed on Russia.2671falsefullhttps://www.spreaker.com/episode/rt-plus-the-consumer-duty-series-impact-on-the-distribution-chain--49772281tag:soundcloud,2010:tracks/1266884383Thu, 12 May 2022 11:57:32 +0000Norton Rose FulbrightIn the first episode of our series focusing on the FCA’s new Consumer Duty, Matt Gregory is joined by Haney Saadah and Joe Bamford who consider some of the practical issues which firms across the distribution chain will need to resolve in order to...713falsefullhttps://www.spreaker.com/episode/rt-plus-hmt-response-on-the-uk-regulatory-approach-to-cryptoassets-stablecoins-and-dlt--49422105tag:soundcloud,2010:tracks/1249414534Wed, 13 Apr 2022 10:39:27 +0000Norton Rose FulbrightIn this episode of RT Plus, Albert Weatherill and Hannah Meakin discuss HM Treasury’s recent response to its earlier consultation and call for evidence on the UK regulatory approach to cryptoassets, stablecoins and distributed ledger technology. In...955falsefullhttps://www.spreaker.com/episode/rt-plus-beyond-sanctions-cyber-resilience--49411197tag:soundcloud,2010:tracks/1248908731Tue, 12 Apr 2022 13:22:49 +0000Norton Rose FulbrightIn this next instalment of our Beyond Sanctions series, Haney Saadah and Steve Hadwin discuss the FCA’s recent announcement concerning cyber security in light of the events in Ukraine and what boards should be thinking about.736falsefullhttps://www.spreaker.com/episode/rt-plus-evolution-and-divergence-markets-in-the-eu-and-uk-trading-venues--49353794tag:soundcloud,2010:tracks/1240089265Mon, 28 Mar 2022 12:00:39 +0000Norton Rose FulbrightThis episode of RT Plus is the latest in our Evolution and Divergence series looking at the emerging differences between the EU and UK in the markets space. In this episode, financial services partners Hannah Meakin and Floortje Nagelkerke look at...1002falsefullhttps://www.spreaker.com/episode/rt-plus-beyond-sanctions-sanctions-and-governance-insights--49353602tag:soundcloud,2010:tracks/1237266922Wed, 23 Mar 2022 10:52:34 +0000Norton Rose FulbrightIn this episode of our Beyond Sanctions series, David Harris and Katie Stephen, Co-Heads of our Contentious Financial Services Group in London, discuss their sanctions and governance insights from recent work, as well as some practical takeaways for...773falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-horizon-scanning--49353599
3:30 - Steve Howard (USA)
15:39 - Jon Ireland (Aus)
23:25 Anna Carrier (EU)
34:10 Sebastien Praicheux (Fra)]]>tag:soundcloud,2010:tracks/1233363934Wed, 16 Mar 2022 15:41:40 +0000Norton Rose FulbrightIn this month's podcast we take a look at what is coming ahead in a horizon scanning episode. We hear from Steven Howard in the US, who discusses the new regulation around private investment funds; Jon Ireland looks at the new corporate collective...
3:30 - Steve Howard (USA)
15:39 - Jon Ireland (Aus)
23:25 Anna Carrier (EU)
34:10 Sebastien Praicheux (Fra)]]>2677falsefullhttps://www.spreaker.com/episode/rt-plus-beyond-sanctions-market-manipulation--49353604tag:soundcloud,2010:tracks/1233203971Wed, 16 Mar 2022 10:14:37 +0000Norton Rose FulbrightIn this next instalment of our Beyond Sanctions series, Katie Stephen and Joe Smallshaw discuss examples of market manipulation, red flags for firms and practical steps firms can be taking now to help detect and prevent market manipulation.510falsefullhttps://www.spreaker.com/episode/rt-plus-beyond-sanctions-market-conduct-and-the-economic-crime-bill--49353610tag:soundcloud,2010:tracks/1228619254Tue, 08 Mar 2022 15:43:22 +0000Norton Rose FulbrightIn the first instalment of our Beyond Sanctions series, Jonathan Herbst and Haney Saadah consider market conduct issues in light of the developments in Ukraine and the UK’s Economic Crime Bill.484falsefullhttps://www.spreaker.com/episode/rt-plus-cp22-2-strengthening-financial-promotion-rules-for-high-risk-investments--49353612tag:soundcloud,2010:tracks/1221708622Thu, 24 Feb 2022 14:05:32 +0000Norton Rose FulbrightIn this episode of RT Plus, Jonathan Herbst and Hannah Meakin discuss the FCA's consultation paper, CP22/2, Strengthening our financial promotion rules for high risk investments, including cryptoassets. This much anticipated paper looks to ameliorate...631falsefullhttps://www.spreaker.com/episode/rt-plus-crypto-advertising--49353622tag:soundcloud,2010:tracks/1219791736Mon, 21 Feb 2022 11:31:02 +0000Norton Rose FulbrightIn this episode of RT Plus, Hannah Meakin and Albert Weatherill from the financial services team meet with Verity Quartermain, a specialist in technology disputes, to discuss the advertising of cryptos. The recent increase in advertising of cryptos...914falsefullhttps://www.spreaker.com/episode/regulation-around-the-world-crypto-asset-regulation--49353606
Etelka (Hong Kong) - 0:33
Jeremy (Australia) - 14:15
Glen (USA) - 27:12
Albert (UK) - 37:16
Nikolai (Netherlands)- 45:30]]>tag:soundcloud,2010:tracks/1216238554Tue, 15 Feb 2022 12:05:07 +0000Norton Rose FulbrightIn the first of our Global podcasts - Regulation Around the World - we will take a look at how crypto assets are regulated in various jurisdictions around the globe. We hear from Etelka Bogardi in Hong Kong, Jeremy Wickens in Australia, Glen...
Etelka (Hong Kong) - 0:33
Jeremy (Australia) - 14:15
Glen (USA) - 27:12
Albert (UK) - 37:16
Nikolai (Netherlands)- 45:30]]>3781falsefullhttps://www.spreaker.com/episode/rt-plus-in-conversation-with-psr-head-of-legal-carole-begent--49353627tag:soundcloud,2010:tracks/1211320072Mon, 07 Feb 2022 12:20:10 +0000Norton Rose FulbrightIn this special episode of RT Plus we are delighted to be joined by the Payment Systems Regulator's Head of Legal, Carole Begent. We discuss the recent PSR investigation into cartels, the card acquirers market review and also the work undertaken by...954falsefullhttps://www.spreaker.com/episode/rt-plus-ps-21-16-on-issuing-statutory-notices-a-new-approach-to-decision-makers--49353614tag:soundcloud,2010:tracks/1195839343Thu, 13 Jan 2022 16:00:31 +0000Norton Rose FulbrightIn this episode of RT Plus, Katie Stephen, Co-Head of the Contentious Financial Services Group in London, is joined by Rebecca Dulieu, Senior Associate, to discuss the FCA's recent Policy Statement on issuing statutory notices, under which the FCA is...663falsefullhttps://www.spreaker.com/episode/rt-plus-uk-ifpr-series-icara--49353623tag:soundcloud,2010:tracks/1183534936Thu, 23 Dec 2021 12:27:13 +0000Norton Rose FulbrightCompliance Manager, Victoria Pridmore, returns to explain what the ICARA process is and what firms should be doing to meet the requirements. She discusses the ICARA process itself, the ICARA document and issues around whether group or consolidated...723falsefullhttps://www.spreaker.com/episode/rt-plus-fca-authorisations-in-focus--49353608tag:soundcloud,2010:tracks/1182857995Wed, 22 Dec 2021 10:13:53 +0000Norton Rose FulbrightIn this special episode of RT Plus, Head of Risk Consulting for EMEA, Lisa Lee Lewis, is joined by Compliance Manager, Victoria Pridmore, to discuss the FCA's authorisation process. They look at different types of authorisation, the latest updates...883falsefullhttps://www.spreaker.com/episode/rt-plus-uk-ifpr-series-committees--49353632tag:soundcloud,2010:tracks/1178971012Thu, 16 Dec 2021 16:08:24 +0000Norton Rose FulbrightIn this bite sized RT Plus we continue to look at the UK IFPR. In this episode, compliance specialist, Victoria Pridmore, examines the regime's requirements around committees - including when they are required and how they should be comprised.383falsefullhttps://www.spreaker.com/episode/rt-plus-the-future-regulatory-framework--49353633tag:soundcloud,2010:tracks/1177723576Tue, 14 Dec 2021 14:08:28 +0000Norton Rose FulbrightIn this special episode of RT Plus, Jonathan Herbst and Matthew Gregory are joined by UK Finance's Director of Strategy and Policy, Matthew Conway, and together they will be discussing the Treasury's latest consultation paper on the Future Regulatory...926falsefullhttps://www.spreaker.com/episode/rt-plus-uk-ifpr-series-group-consolidation--49353629tag:soundcloud,2010:tracks/1174120672Wed, 08 Dec 2021 15:50:57 +0000Norton Rose FulbrightIn the latest episode in this UK IFPR Series Jonathan Herbst and Jochen Vester discuss the group consolidations requirements under the UK IFPR. They look at the factors which trigger the requirement to consolidate and also whether or not firms can...474falsefullhttps://www.spreaker.com/episode/rt-plus-evolution-and-divergence-markets-in-the-eu-and-uk-bonds-and-derivatives--49353613tag:soundcloud,2010:tracks/1165971385Wed, 24 Nov 2021 14:23:40 +0000Norton Rose FulbrightIn the latest in our series looking at potential divergence between the EU and UK regimes in the wholesale markets space, Jonathan Herbst and Anna Carrier look at prospective changes to the bonds regime on both sides of the English Channel. Anna and...1159falsefullhttps://www.spreaker.com/episode/rt-plus-recent-u-s-enforcement-developments--49353618tag:soundcloud,2010:tracks/1161783127Wed, 17 Nov 2021 10:52:54 +0000Norton Rose FulbrightIn this episode of RT Plus, Celia Cohen and Samuel Ramer, both partners in NRF's US practice, discuss recent U.S. enforcement developments. Drawing on a wealth of prosecutorial and in-house investigatory experience, Celia and Samuel explore how these...1065falsefullhttps://www.spreaker.com/episode/rt-plus-uk-ifpr-series-commodities-firms--49353607tag:soundcloud,2010:tracks/1157408245Wed, 10 Nov 2021 10:24:56 +0000Norton Rose FulbrightIn this episode of RT Plus, and the latest in our series on the UK IFPR, Jonathan Herbst, Hannah Meakin and Jochen Vester discuss the application of the IFPR regime to commodities firms, the relevance of any transitional provisions, the position on...470falsefullhttps://www.spreaker.com/episode/rt-plus-hmt-consultation-paper-on-regulation-of-buy-now-pay-later-products--49353601
The consultation, published on Thursday 21 October, follows the Woolard review earlier in the year, which proposed the regulation of BNPL, after a huge increase in the size of the market. In this podcast, Matthew and Joe provide their initial thoughts on the Treasury’s proposals – including which sort of firms might need authorisation and what sort of products are likely to come into scope.]]>tag:soundcloud,2010:tracks/1147597843Mon, 25 Oct 2021 12:58:48 +0000Norton Rose FulbrightIn this latest episode we speak to Matthew Gregory and Joe Bamford about the Treasury’s consultation paper on the regulation of Buy Now Pay Later (BNPL) products. The consultation, published on Thursday 21 October, follows the Woolard review earlier...
The consultation, published on Thursday 21 October, follows the Woolard review earlier in the year, which proposed the regulation of BNPL, after a huge increase in the size of the market. In this podcast, Matthew and Joe provide their initial thoughts on the Treasury’s proposals – including which sort of firms might need authorisation and what sort of products are likely to come into scope.]]>607falsefullhttps://www.spreaker.com/episode/episode-11--49353616
3:17 - Celia Cohen
15:57 - Joe Smallshaw and Catherine Pluck
25:07 - Lisa Lee Lewis and Nabeelah Begum]]>tag:soundcloud,2010:tracks/1143790591Mon, 18 Oct 2021 13:57:03 +0000Norton Rose FulbrightIn this episode we hear from Celia Cohen in New York who discusses privilege, particularly in the context of internal investigations; Joe Smallshaw and Catherine Pluck discuss the Frensham case and how the FCA treats non-financial misconduct; and Lisa...
3:17 - Celia Cohen
15:57 - Joe Smallshaw and Catherine Pluck
25:07 - Lisa Lee Lewis and Nabeelah Begum]]>2113falsefullhttps://www.spreaker.com/episode/rt-plus-evolution-and-divergence-markets-in-the-eu-and-uk-equities--49353621tag:soundcloud,2010:tracks/1141629964Thu, 14 Oct 2021 13:17:01 +0000Norton Rose FulbrightIn the second episode of this mini series, Jonathan Herbst and Anna Carrier discuss the Treasury’s proposals in respect of the equities regime, and the Commission’s proposals and intentions on the same. Jonathan and Anna look at pre trade...1180falsefullhttps://www.spreaker.com/episode/rt-plus-uk-ifpr-series-the-icara-process-and-the-new-mifidpru-remuneration-code--49353635tag:soundcloud,2010:tracks/1127963605Mon, 20 Sep 2021 14:21:40 +0000Norton Rose FulbrightIn this latest podcast in our new mini-series focussing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, we look at governance requirements, the ICARA process and the new MiFIDPRU...976falsefullhttps://www.spreaker.com/episode/episode-10--49353644
To skip to ahead to a particular section, see the details below:

- Steve Aschettino -1:12
- John Coley -9:14
- Lisa Lee Lewis -17:35]]>tag:soundcloud,2010:tracks/1113040630Thu, 26 Aug 2021 09:30:00 +0000Norton Rose FulbrightIn this episode we hear from Norton Rose Fulbright’s US Head of Fintech, Stephen Aschettino, who gives an overview of the payments landscape in the US and some of the prevailing trends in the area. We then hear from John Coley, who discusses the main...
To skip to ahead to a particular section, see the details below:

- Steve Aschettino -1:12
- John Coley -9:14
- Lisa Lee Lewis -17:35]]>1921falsefullhttps://www.spreaker.com/episode/rt-plus-evolution-and-divergence-markets-in-the-eu-and-uk-commodities--49353636
Hannah Meakin and Anna Carrier will discuss scope, the ancillary activities test and also position limits, as they compare what is being proposed by the Treasury in the UK with what is currently being legislated in the EU by way of the MiFID review]]>tag:soundcloud,2010:tracks/1112402374Wed, 25 Aug 2021 10:58:15 +0000Norton Rose FulbrightThe first episode in a new RT Plus mini-series, Evolution and Divergence: Markets in the EU and UK, is available now to stream and download. This podcast is the first in a series of five podcasts covering the changing nature of markets in Europe and...
Hannah Meakin and Anna Carrier will discuss scope, the ancillary activities test and also position limits, as they compare what is being proposed by the Treasury in the UK with what is currently being legislated in the EU by way of the MiFID review]]>1430falsefullhttps://www.spreaker.com/episode/rt-plus-the-pra-s-approach-to-branch-and-subsidiary-supervision-ps19-21--49353619tag:soundcloud,2010:tracks/1111711294Tue, 24 Aug 2021 09:14:54 +0000Norton Rose FulbrightIn this episode Jonathan Herbst and Matthew Gregory discuss policy statement PS19/21 which sets out the PRA's approach to branch and subsidiary supervision.619falsefullhttps://www.spreaker.com/episode/rt-plus-uk-ifpr-series-own-funds-requirements-fixed-overheads-requirements-k-aum-and-k-coh--49353640
If you would like to skip ahead to a particular section, please see the timing information below:

•Own fund requirement and fixed overheads requirements – 0.52
•K-factors for Assets Under Management (K-AUM) – 6.40
•K-factors for Client Orders Handled (K-OH) – 12.45]]>tag:soundcloud,2010:tracks/1111116829Mon, 23 Aug 2021 10:00:37 +0000Norton Rose FulbrightIn the latest episode of our mini-series on the UK Investment Firm Prudential Regime (or UK IFPR) we look at own funds requirements, fixed overheads requirements, and the K-factors for Assets Under Management (K-AUM) and Client Orders Handled (K-OH)....
If you would like to skip ahead to a particular section, please see the timing information below:

•Own fund requirement and fixed overheads requirements – 0.52
•K-factors for Assets Under Management (K-AUM) – 6.40
•K-factors for Client Orders Handled (K-OH) – 12.45]]>1190falsefullhttps://www.spreaker.com/episode/rt-plus-uk-ifpr-series-an-introduction-to-uk-ifpr-and-its-application-to-different-types-of-firm--49353638
If you would like to skip ahead to a particular section, please see the timing information below:

•General application and categorisation of firms under the new regime – 1.08
•Application to CPMIs – 9.29
•Application to commodities firms – 14.03
•Application to exempt CAD firms – 16.41
•Application to clearing members and indirect clearing members – 19.56]]>tag:soundcloud,2010:tracks/1107055180Mon, 16 Aug 2021 16:57:59 +0000Norton Rose FulbrightThe first podcast in our new mini-series focusing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, provides an introduction to the UK IFPR and its application to different types...
If you would like to skip ahead to a particular section, please see the timing information below:

•General application and categorisation of firms under the new regime – 1.08
•Application to CPMIs – 9.29
•Application to commodities firms – 14.03
•Application to exempt CAD firms – 16.41
•Application to clearing members and indirect clearing members – 19.56]]>1538falsefullhttps://www.spreaker.com/episode/rt-plus-the-treasury-s-wholesale-markets-review-a-first-look--49353624tag:soundcloud,2010:tracks/1090185910Mon, 19 Jul 2021 11:03:58 +0000Norton Rose FulbrightIn this episode of RT Plus Jonathan Herbst and Hannah Meakin take a first look at the recent Wholesale Markets Review as published by the Treasury. This podcast takes an initial look at the key issues, paving the way for a more detailed examination of...900falsefullhttps://www.spreaker.com/episode/episode-9--49353650
If you would like to skip ahead to a particular section, please see the timing information below:

Jonathan - 3:30
Sam - 9:30
Jon - 18:26
Sun - 28:25]]>tag:soundcloud,2010:tracks/1087422229Wed, 14 Jul 2021 15:28:28 +0000Norton Rose FulbrightIn this month's podcast we speak to Jonathan Herbst about the future of financial services in the UK and also the HMT Wholesale Markets Review. We are joined by Sam Ramer from our US practice, who explains the impact of the Biden Administration's memo...
If you would like to skip ahead to a particular section, please see the timing information below:

Jonathan - 3:30
Sam - 9:30
Jon - 18:26
Sun - 28:25]]>2617falsefullhttps://www.spreaker.com/episode/rt-plus-fca-takes-action-against-binance--49353643tag:soundcloud,2010:tracks/1078932235Wed, 30 Jun 2021 16:02:08 +0000Norton Rose FulbrightIn this episode of RT Plus we speak to Albert Weatherill about the action taken by the FCA against the crypto trading firm, Binance. Albert looks at the FCA's actions this week and examines what the longer term and broader impacts of this action could be.558falsefullhttps://www.spreaker.com/episode/rt-plus-avoiding-common-pitfalls-around-market-disclosure--49353648tag:soundcloud,2010:tracks/1077525334Mon, 28 Jun 2021 15:54:58 +0000Norton Rose FulbrightIn this episode we’re playing a conversation that took place recently between Katie Stephen and Sonya Zywko regarding how to deal with enquiries from the regulator regarding market disclosures, including discussion of how to mitigate the risk of...551falsefullhttps://www.spreaker.com/episode/episode-8--49353641tag:soundcloud,2010:tracks/1068718363Tue, 15 Jun 2021 09:22:01 +0000Norton Rose FulbrightIn this month's episode we receive an update on Brexit from Jonathan Herbst, as he discusses the future of financial services in the UK with Hannah Meakin. We speak to Imogen Garner, Iona Wright and Daniel Nevzat about product categorisation under the...1803falsefullhttps://www.spreaker.com/episode/rt-plus-fca-dp21-1-strengthening-our-financial-promotion-rules--49353649tag:soundcloud,2010:tracks/1061282665Thu, 03 Jun 2021 16:07:50 +0000Norton Rose FulbrightIn this latest RT Plus podcast Simon Lovegrove, Peter Snowdon and Matthew Gregory discuss the FCA’s recent discussion paper setting out proposals to change the financial promotion rules for high-risk investments (FCA DP21/1).727falsefullhttps://www.spreaker.com/episode/rt-plus-randell-s-recent-speech-on-outcomes-based-regulation--49353626tag:soundcloud,2010:tracks/1056546946Thu, 27 May 2021 10:18:49 +0000Norton Rose FulbrightIn this episode of RT Plus we hear from Peter Snowdon, Imogen Garner, John Coley and Matthew Gregory as they discuss the recent speech given by FCA Chairman, Charles Randell, on outcomes based regulation.836falsefullhttps://www.spreaker.com/episode/rt-plus-cp-21-13-the-new-consumer-duty--49353652tag:soundcloud,2010:tracks/1055098600Tue, 25 May 2021 09:52:37 +0000Norton Rose FulbrightIn this episode of RT Plus, Peter Snowdon and Matthew Gregory speak to Simon Lovegrove about the recent FCA consultation paper, CP21/13, on proposals for a new Consumer Duty in financial services.755falsefullhttps://www.spreaker.com/episode/episode-7--49353651tag:soundcloud,2010:tracks/1048184287Thu, 13 May 2021 15:57:48 +0000Norton Rose FulbrightIn this month's podcast we speak to Celia Cohen in New York about recent enforcement trends in the US, with a focus on whistle-blowing; we hear from Anna Carrier in Brussels who discusses the new European commodities regime and we are delighted to...2178falsefullhttps://www.spreaker.com/episode/rt-plus-cp21-9-changes-to-uk-mifid-s-conduct-and-organisational-requirements--49353630tag:soundcloud,2010:tracks/1046764921Tue, 11 May 2021 10:15:58 +0000Norton Rose FulbrightIn this episode of RT Plus, Jonathan Herbst, Imogen Garner, Hannah Meakin and Matthew Gregory discuss the FCA's recent consultation paper, CP21/9, which is proposing changes to UK MIFID's conduct and organisational requirements.549falsefullhttps://www.spreaker.com/episode/rt-plus-spotlight-on-product-governance--49353642tag:soundcloud,2010:tracks/1035269905Fri, 23 Apr 2021 13:14:19 +0000Norton Rose FulbrightIn this episode of RT Plus, we shine a spotlight on product governance. The FCA recently published a review into product governance under MiFiD 2, giving some wide ranging recommendations to authorised fund managers that will also be of relevance to...821falsefullhttps://www.spreaker.com/episode/episode-6--49353603tag:soundcloud,2010:tracks/1024999120Thu, 08 Apr 2021 11:34:28 +0000Norton Rose FulbrightThis month we begin with a look at the Woolard Review in the UK with Matthew Gregory, who focusses on the implications for the buy-now-pay-later sector. Kevin Harnisch, a partner in our Washington DC office, gives an update on SEC actions relating to...1813falsefullhttps://www.spreaker.com/episode/rt-plus-the-fca-s-whistleblowing-publications--49353628
This podcast was recorded on 25 March 2021.]]>tag:soundcloud,2010:tracks/1016745100Fri, 26 Mar 2021 13:11:30 +0000Norton Rose FulbrightIn this episode of Regulation Tomorrow Plus, Jonathan Herbst and Katie Stephen discuss this week's whistleblowing publications by the FCA and what this might mean for financial services firm. This podcast was recorded on 25 March 2021.
This podcast was recorded on 25 March 2021.]]>412falsefullhttps://www.spreaker.com/episode/episode-5--49353654tag:soundcloud,2010:tracks/1004673745Thu, 11 Mar 2021 11:04:07 +0000Norton Rose FulbrightIn this month's show we will be looking at ESG initiatives in Hong Kong with Etelka Bogardi, Albert Weatherill is joined by Hannah Meakin to provide an extended fintech update, including a look at the Khalifa Review; and Mayling Blanco from our New...1956falsefullhttps://www.spreaker.com/episode/rt-plus-the-nrf-conduct-healthcheck--49353646
Regulation Tomorrow Plus is shorter, sharper and more reactive - released as and when news or publications are issued. In this opening episode, John Coley and Iain Hawthorn take us through the NRF Conduct Healthcheck and the related summary report, which is published later this week.]]>tag:soundcloud,2010:tracks/1002814642Tue, 09 Mar 2021 16:12:40 +0000Norton Rose FulbrightWelcome to our first episode of Regulation Tomorrow Plus - the spin off podcast from the Regulation Tomorrow Podcast. Regulation Tomorrow Plus is shorter, sharper and more reactive - released as and when news or publications are issued. In this...
Regulation Tomorrow Plus is shorter, sharper and more reactive - released as and when news or publications are issued. In this opening episode, John Coley and Iain Hawthorn take us through the NRF Conduct Healthcheck and the related summary report, which is published later this week.]]>503falsefullhttps://www.spreaker.com/episode/episode-4--49353653
In episode 4, Jonathan Herbst gives a quick update on Brexit before examining the short selling restrictions on GameStop in the US from a UK market abuse perspective (this begins at 06:38). We’re delighted to be joined by our first special guest, the Payment Systems Regulator’s General Counsel and Head of Enforcement and Competition, Carole Begent, who will be taking a look at the year ahead with Norton Rose Fulbright’s own payments expert Albert Weatherill. We also hear from Joseph Williams from Washington DC, who takes a look at insider trading cases brought by the CTFC, and we are joined by tax specialist, Michael Alliston, who flags a tax regulation that may have gone under the radar of many a financial services business.]]>tag:soundcloud,2010:tracks/978859786Thu, 04 Feb 2021 11:25:16 +0000Norton Rose FulbrightAfter a Christmas hiatus, the Regulation Tomorrow Podcast is back with a bumper-sized episode to kick 2021 off with a bang. In episode 4, Jonathan Herbst gives a quick update on Brexit before examining the short selling restrictions on GameStop in...
In episode 4, Jonathan Herbst gives a quick update on Brexit before examining the short selling restrictions on GameStop in the US from a UK market abuse perspective (this begins at 06:38). We’re delighted to be joined by our first special guest, the Payment Systems Regulator’s General Counsel and Head of Enforcement and Competition, Carole Begent, who will be taking a look at the year ahead with Norton Rose Fulbright’s own payments expert Albert Weatherill. We also hear from Joseph Williams from Washington DC, who takes a look at insider trading cases brought by the CTFC, and we are joined by tax specialist, Michael Alliston, who flags a tax regulation that may have gone under the radar of many a financial services business.]]>1587falsefullhttps://www.spreaker.com/episode/episode-3--49353631tag:soundcloud,2010:tracks/945551902Fri, 11 Dec 2020 11:48:16 +0000Norton Rose FulbrightIn this month's episode we kick off with our usual Brexit update with Jonathan Herbst. We then take a global look at vulnerable customer initiatives with John Coley, who is a senior member of our Risk Consultancy practice in London, and with Helen...1645falsefullhttps://www.spreaker.com/episode/episode-2--49353647tag:soundcloud,2010:tracks/923267449Wed, 04 Nov 2020 16:20:05 +0000Norton Rose FulbrightThe Regulation Tomorrow Podcast is back with the latest updates on financial services risk and regulatory issues. In this episode, we run through the top news stories of the last month, before catching up with Global Head of Financial Services,...1348falsefullhttps://www.spreaker.com/episode/episode-1--49353609tag:soundcloud,2010:tracks/907037287Thu, 08 Oct 2020 12:10:19 +0000Norton Rose FulbrightThe end of the Brexit transition period is fast approaching, and much of the future UK-EU relationship is yet to be decided, leaving many in financial services eagerly wondering what will happen next. In the first episode of the Regulation Tomorrow...1438falsefull